Principal Legal Professional, Institution Supervision
Your role is:
To review and conduct assessment of rules submitted by market institutions and to develop SC guidelines and policies in relation to the stockbroking industry and SC’s supervisory functions over market participants
You will be accountable for:
- Supervising, guiding and coordinating amendments to rules submitted by market institutions and establishment of new or amendments to existing operational policies and guidelines
- Participating in other market supervision initiatives such as enhancing compliance levels of the industry
- Supervising, guiding and coordinating the review of legal or supervision issues and undertaking relevant research required for operational/supervision matters
You should have:
- A strong first degree in law, economics, finance or accounting
- At least six (6) years’ experience
- A strong understanding of the capital markets including securities laws, SC guidelines and Rules of Bursa Malaysia Securities
- Strong research skills
- Strong analytical skills, able to think critically and work independently
- Strong oral and written communication skills
<<How to Apply>>
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