ENFORCEMENT- RELATED PRESS RELEASES
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2007 | |
2006 | |
2005 | |
2004 | |
2003 | |
2002 | |
2001 | |
2000 | |
1999 |
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| 2007 | |
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SC charges two more directors of GP Ocean- Dato' Lim Kim Ming and Lim Kim Hai for submitting misleading information in GP Ocean listing proposal ( English / Bahasa Malaysia ) 22 May 2007 |
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Soh Chee Wen pleads guilty, maximum fine imposed ( English / Bahasa Malaysia ) 14 May 2007 |
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SC charges Tan Siok Wan and Lee Sin Teck for falsifying information in GP Ocean listing proposal (English / Bahasa Malaysia) 18 April 2007 |
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SC raps Nasioncom and directs company to re-issue 2005 financial statements – Ensures investors have true financial figures (English / Bahasa Malaysia) 15 February 2007 |
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SC charges Dato’ Ng Kim Weng for falsifying information in Polymate Holdings Berhad’s 2003 Annual Report (English / Bahasa Malaysia) 7 February 2007 |
| 2006 | |
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SC appeals on High Court decision on Pasaraya Hiong Kong former managing director (English) 7 December 2006 |
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SC imposes RM500,000 compound on Hospitech director (English / Bahasa Malaysia) 23 November 2006 |
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SC to appeal on Sessions Court acquittal of Repco Low (English / Bahasa Malaysia) 14 November 2006 |
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SC publicly reprimands Hwa Tai Industries Berhad for non-compliance with Prospectus Guidelines for its Rights Issue with Warrants exercise—Monetary penalties imposed on directors (English / Bahasa Malaysia) 15 September 2006 |
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SC sanctions Deloitte KassimChan and Hwang-DBS Securities Berhad for lapses in due diligence responsibilities (English / Bahasa Malaysia) 30 August 2006 |
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90% aggrieved Bernas investors compensated in milestone SC civil recovery action—41 others yet to claim entitlement (English / Bahasa Malaysia) 24 August 2006 |
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SC reprimands Affin Merchant Bank and imposes penalty of non-acceptance of submission (English / Bahasa Malaysia) 3 July 2006 |
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SC: Monies successfully refunded to Hospitech share applicants (English / Bahasa Malaysia) 28 April 2006 |
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SC charges Bay Put Hai for operating an illegal futures market (English / Bahasa Malaysia) 16 February 2006 |
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SC charges Chan Kok Suan for falsifying information in Granasia listing proposal (English) 9 February 2006 |
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SC secures conviction of Yap Kim Seng for falsifying information in Pasaraya Hiong Kong case (English / Bahasa Malaysia) 16 January 2006 |
| 2005 | |
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SC charges Yanto for operating an illegal futures market (English / Bahasa Malaysia) 25 November 2005 |
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Do not invest with unlicensed persons - Refer to List of Licensed Persons on SC website (English) 10 November 2005 |
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SC charges Philip Wong Chee Kheong, Ivan Ng Chong Yeng and Francis Bun Lit Chun for manipulating Suremax shares (English / Bahasa Malaysia) 25 October 2005 |
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Court rejects Soh Chee Wen's application to be discharged from criminal prosecution (English / Bahasa Malaysia) 20 October 2005 |
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SC charges former director of asset management company for securities fraud (English / Bahasa Malaysia) 19 October 2005 |
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SC charges Koh Chin Heng for operating an illegal futures market (English / Bahasa Malaysia) 13 October 2005 |
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1. SC secures conviction of Indonesian businessman for falsifying information in prospectus (English) 2. High Court upholds conviction and sentence against two for deceiving FT Islamic religious council in PDB share deal (English) 25 August 2005 |
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SC warns 5 for involvement in illegal activities (English / Bahasa Malaysia) 24 August 2005 |
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SC secures conviction of former director of P&D for misutilising RM26.5mil of its public issue proceeds (English / Bahasa Malaysia) (27 July 2005) |
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SC charges Chin Chan Leong and Hiew Yoke Lan for manipulating Fountain View shares |
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SC reprimands Goh Ban Huat and its board of directors; key directors fined for financial reporting deficiencies |
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SC investigates disruptive price movements |
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Public Reprimand against Aktif Lifestyle and its Board of Directors, company to re-issue 2004 accounts |
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Assistance Sought by SC (English / Bahasa Malaysia) (30 March 2005) |
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Stern SC action against Oilcorp for financial reporting deficiencies, company to reissue accounts (English / Bahasa Malaysia) (28 March 2005) |
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Assistance Sought By SC (English / Bahasa Malaysia) (1 March 2005) |
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SC: Beware of investment advice/services offered by unlicensed persons on Internet (English / Bahasa Malaysia) (28 February 2005) |
| 2004 | |
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Assistance Sought By SC (English / Bahasa Malaysia) (24 August 2004) |
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Assistance Sought By SC (English / Bahasa Malaysia) (10 August 2004) |
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Assistance Sought By SC (English / Bahasa Malaysia) (8 June 2004) |
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Assistance Sought By SC (English / Bahasa Malaysia) (1 March 2004) |
| 2003 | |
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2004 Press Releases Assistance Sought By SC (English / Bahasa Malaysia) (1 March 2004) |
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Assistance sought by SC (English / Bahasa Malaysia) (31 July 2003) |
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ALERT: “The Best of Fixed Income Fund” by Folio Asset Management Limited not approved by SC (English / Bahasa Malaysia) (16 July 2003) |
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Beware of impostor targeting spot commodity victims (English / Bahasa Malaysia) (23 May 2003) |
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SC reprimands several parties for failure to undertake mandatory offer (English / Bahasa Malaysia) (7 January 2003) |
2002 |
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SC acts tough on errant PN4 directors; offenders will be dealt with (English / Bahasa Malaysia) (12 December 2002) |
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SC arrests and charges Soh Chee Wen (English / Bahasa Malaysia) (14 May 2002) |
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Assistance sought by SC (English / Bahasa Malaysia) (29 March 2002) |
2001 |
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WARNING! Beware of bogus spot commodity/index trading firms (English) (13 December 2001) |
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Assistance sought by the SC (English / Bahasa Malaysia) (5 November 2001) |
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SC warns the public against international share scams (English / Bahasa Malaysia) (16 October 2001) |
2000 |
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Assistance sought by the SC (30 October 2000) |
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Assistance sought by the SC (09 October 2000) |
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Charges dropped following payment of compounds (1 August 2000) |
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Correction of address of person sought by the SC (28 July 2000) |
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Assistance sought by SC (28 July 2000) |
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Assistance sought by SC (27 July 2000) |
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Assistance sought by SC (19 May 2000) |
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Assistance sought by SC (4 April 2000) |
1999 |
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Assistance sought by SC (13 December 1999) |
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New SC unit to handle public complaints on securities laws violations (27 September 1999 ) |
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SC will not hesitate to take action against companies giving misleading information (02 July 1999) |
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Assistance sought by SC (25 June 1999) |
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Public reprimand (28 May 1999) |
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Assistance sought by SC (19 April 1999) |
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Compounds not to be taken lightly - SC Chairman (18 March 1999) |
