2000 CONSULTATION PAPERS / PRESENTATIONS
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(Note : You need to have Acrobat Reader to view the pdf files. If you do not have Acrobat Reader, you may download it first.)
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The SC's Guidelines for a Universal Broker - Presentation by Cik Hasnah Omar Head/Senior Manager, Intermediary Supervision Department, Market Supervision Division, Securities Commission (pdf) (4 October 2000) |
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The SC's Guidelines on the Establishment and Location of a Branch Office by a Universal Broker and a Non-Universal Broker - Presentation by Cik Hasnah Omar Head/Senior Manager, Intermediary Supervision Department, Market Supervision Division, Securities Commission (pdf) (4 October 2000) |
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Member Readiness Checklist for a Universal Broker - Presentation by Cik Hasnah Omar Head/Senior Manager, Intermediary Supervision Department, Market Supervision Division, Securities Commission (pdf) (4 October 2000) |
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The SC's Guidelines on the Involvement of Stockbroking Groups in the Property or Construction Business - Presentation by Encik Siow Kim Lun, Director, Market Supervision Division, Securities Commission (pdf) (4 October 2000) |
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The SC's Guidelines on Firewalls - Measures to Contain Risks and to Manage Issues of Conflicts of Interest Between a Stockbroking Company and Its Affected Related Companies - Presentation by Encik Siow Kim Lun, Director, Market Supervision Division, Securities Commission (pdf) (4 October 2000) |
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"Asian Securities Market and the New Economy": Presentation by Mr. Andrew Shen, Chairman of Hong Kong Securities & Futures Commission at the Securities Industry Development Centre Evening Talk (pdf) (28 August 2000) |
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New Regulatory Framework for Fund Raising Activities - Presentation by Wong Sau Ngan, Specialist, Legal and Regulatory Policy, at the press briefing on new guidelines related to amendments to the Securities Commission Act at SC Building. (pdf) (30 June 2000 ) |
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New Prospectus Requirements for Fund Raising - Presentation by Feizal Mustapha, Manager, Primary Market Regulation Department, at the press briefing on new guidelines related to amendments to the Securities Commission Act at SC Building. (pdf) (30 June 2000 ) |
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Consequential Amendments to the Guidelines on Unit Trust Funds 1997 In Line with Amendments to Securities Commission Act 1993 - Presentation by Jas Bir Kaur, Senior Manager, Trust & Investment Management Department, at the press briefing on new guidelines related to amendments to the Securities Commission Act at SC Building (pdf) (30 June 2000 ) |
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"Developing an Efficient Bond Market: The Regulatory Perspective" by Wong Sau Ngan (Specialist, Legal & Regulatory Policy) at the Malaysian Capital Market Summit 2000, Kuala Lumpur. (pdf) (13 June 2000 ) |
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"Living in a Global Economy: Implications for the Liberalisation of Financial Markets and Services" - Presentation by Ranjit Ajit Singh, General Manager, Strategy, Research & Corporate Affairs Division, Securities Commission at the Malaysian Finance Association's 2nd Annual Symposium, Kuala Lumpur (pdf) (10 June 2000) |
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"The Regulatory Framework for Takeovers and Mergers" by Shaiful Bahari Mahpar, Manager, Law Reform & Regulatory Policy Department at the National Conference on Mergers and Acquisitions, Kuala Lumpur. (pdf) (6 June 2000 ) |
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Listing Procedures and Requirements by Azhar Mohamad - Assistant Manager, Issues and Investment Division at the Annual PNS Entrepreneurs Gathering at PWTC (pdf) (6 June 2000 ) |
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Case Study: Listing on the Main Board of KLSE by Leong So Seh, Senior Manager, Issues and Investment Division at the Annual PNS Entrepreneurs Gathering at PWTC (pdf) (6 June 2000 ) |
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"Malaysian Capital Market - Presentation by Dr Nik Ramlah Nik Mahmood, Director, Market Policy & Development Division at the International Seminar on Investment 2000: Issues & Strategies on 21 April 2000." (pdf) (21 April 2000 ) |
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Regulating Compliance in Financial Reporting - The Role of Regulatory Bodies - Presentation by Datin Azizah Mohd Jaafar, General Manager, Financial Reporting Surveillance & Compliance Department. (pdf) (28 March 2000 ) |
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Opportunities for the Venture Capital Industry: The Capital Market - Presentation by Dr Nik Ramlah Nik Mahmood, Director, Market Policy and Development Division. (pdf) (28 March 2000 ) |
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Framework for the Implementation of Electronic Commerce in the Capital Market (28 March 2000) |
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Consultation Paper: Framework for the Implementation of Electronic Commerce in the Capital Market (pdf) (21 March 2000 ) |
