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List of Licensed Intermediaries

NOTE:

The purpose of the lists of licensed intermediaries (the Lists) is to enable members of the public to ascertain whether they are dealing with a licensed person in matters connected with a regulated activity. The Lists are not intended to replace the Register of Licence Holders provided under section 26 of the Securities Industry Act 1983. The information in the Lists is accurate as at the date stated. Please call 03-62048000 (during normal office hours) or email cau@seccom.com.my for the most current information.

By publishing the Lists, the Securities Commission does not recommend nor guarantee the performance of any licensed person.

The information presented in the list is as at 31 December 2004.

(Note : You need to have Acrobat Reader to view the pdf files. If you do not have Acrobat Reader, you may download it first.)

List of Licensed Fund Managers (pdf)
List of Licensed Futures Fund Managers (pdf)
List of Licensed Futures Brokers (pdf)
List of Licensed Dealers (pdf)
List of Licensed Investment Advisers (pdf)
List of Licensed Investment Advisers (Financial Planners) (pdf)
List of Registered Venture Capital Corporations (pdf)
List of Registered Venture Capital Management Corporations (pdf)