GUIDELINES AND REGULATIONS
Collective Investment Schemes
Application Documents for Collective Investment Schemes
| Forms | |
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Forms SC/UTF - New (MS Word) |
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Form SC/UTF - Increase (MS Word) |
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Form SC/REIT - New (MS Word)  |
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Form SC/REIT - Existing Fund (MS Word) |
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Form SC/REIT - Real Estate (MS Word) |
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Form SC/REIT - Increase (MS Word) |
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Forms SC/MC (MS Word) |
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Forms SC/MC-Delegate (MS Word) |
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Forms SC/Trustee (MS Word) |
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Forms SC/Trustee-Registration (MS Word) |
| Reporting Forms | |
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REIT Statistical and Compliance Returns (MS Word) |
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Online Transactions Returns (MS Word) |
| Notification Forms | |
| Appointment of Director (MS Word) |
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Winding up of a Fund (MS Word) |
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Appointment of Investment Committee / Shariah Adviser / Panel of Advisers (MS Word) |
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Unit Splits (MS Word) |
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Foreign Markets (MS Word) |
Checklists |
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| Submission Checklists | |
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Application to establish a new unit trust fund (MS Word) |
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Application to establish a new real estate investment trust (MS Word) |
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Application to act as management company (MS Word) |
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Application to act as trustee (MS Word) |
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Application to increase fund size for a unit trust fund (MS Word) |
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Application to increase fund size for a real estate investment trust (MS Word) |
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Application to appoint a delegate not licensed by the SC (MS Word) |
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Application for an exemption/variation/extention of time (MS Word) |
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Application for Registration/Renewal of Trustee (MS Word) |
| Prospectus Checklists | |
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Registration Checklist (unlisted funds) (MS Word) |
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Registration Checklist (listed funds) (MS Word) |
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Lodgement Checklist (MS Word) |
| Deed Checklist | |
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Checklist for Minimum Content for Deed of Unit Trust Funds (MS Word) |
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Checklist for Minimum Content for Deed of Real Estate Investment Trust (MS Word) |
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Registration Checklist (MS Word) |
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Lodgement Checklist (MS Word) |
| Fee Checklists | |
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Fee Computation Checklist (MS Word) |
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Fee Computation (Others) Checklist (MS Word) |
| Other Checklists | |
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Checklist for Minimum Requirements for Content of Unit Trust Fund Report (MS Word) |
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Checklist for Minimum Requirements for Content of Real Estate Investment Trust Report (MS Word) |
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Checklist for Compliance with Guidelines on Online Transaction of, and Online Activities in Relation to, Unit Trusts (pdf) |
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Checklist for Compliance with Guiding Principles for Outsourcing of Back Office Functions for Capital Market Intermediaries (pdf) |
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Checklist for Compliance with Guidelines on Performance of Supervisory Functions at Group Level for Capital Market Intermediaries (pdf) |
