Prospectus guidelines
(Effective 28 December 2012 )
(Updated 1 April 2013 )

View/Download in single file

View/Download in separate parts:

• Introduction
  • Definitions and Interpretation
    
    
• PART I: Contents of Prospectus
  • General
  • Division 1: Equity
  • Division 1A: ASEAN Equity Disclosure Standards
  • Division 2: Debenture and Sukuk
  • Division 2A: ASEAN Debt Disclosure Standards
  • Division 3: Structured Warrants
    
  • Division 4: Business Trust
    
  • Division 5: Abridged Prospectus
    
  • Division 6: Supplementary/Replacement Prospectus

• PART II: Procedures for Registration
  

• Part III: Prospectus-Related Guidelines
  • Division 1: Plain Language Guide for Prospectuses
  • Division 2: Electronic Prospectuses and Application Guidelines
    
  • Division 3: Advertising Guidelines

• PART IV: Practice Notes
  • Practice Note 1 - Basis for Pricing of Securities

Prospectus guidelines (pdf)
(effective 3 August 2009 but Prospectus Guidelines - Structured Warrants is effective from 8 May 2009)

• Frequently-asked Questions Issued on 8 May 2009 (pdf)
• Frequently-asked Questions Issued on 3 August 2009 (pdf)

Prospectus Guidelines - Expired on 2 August 2009

• Prospectus Guidelines (pdf)
  (Date Issued: May 2003)
  (Amended as at 1 February 2008)
  (The amendments are in relation to the update to Chapter 13 of the Prospectus Guidelines)

  • Public Offerings
  • Abridged Prospectus
  • Supplementary Prospectus
  • Frequently-asked Questions (pdf)
• Practice Notes (pdf)
  Practice Note 1 - Basis for Pricing of Securities
  (Date Issued: 27 October 2005)
  
  
• Procedures for Registration (pdf)
  (Date Issued: 27 October 2005)
  (Revised Edition: 22 February 2008)
  
  
• Prospectus-related Guidelines (pdf)
  - Plain Language Guide for Prospectuses
  - Guidelines on Electronic Prospectuses and Internet Securities Application
  - Guidelines on Advertising
  (Date Issued: 27 October 2005)
  
  
• Frequently-asked Questions (FAQs) (pdf)
  (Date Issued: 27 October 2005)
  (Revised Edition: 10 May 2006)