Unit Trusts

• Guidelines on Unit Trust Funds (pdf)
  (Date Issued: 3 March 2008)
  (Revised Edition : 18 February 2009 & 1 June 2010)
• Guidelines on Marketing and Distribution of Unit Trust Funds (pdf)
  (Date Issued: 3 March 2008)
• Guidelines on Unit Trust Advertisement and Promotional Materials (pdf)
  (Date Issued: 3 March 2008)

Real Estate Investment Trusts

• Guidelines on Real Estate Investment Trusts (pdf)
  (Updated: 28 December 2012)
• Guidelines on Real Estate Investment Trusts (pdf)
  (Date Issued: 21 August 2008)
  (Updated: 13 July 2011)
• Guidelines on Islamic Real Estate Investment Trusts (pdf)
  (Date Issued: 21 November 2005)
  • Frequently-asked Questions (pdf)

Exchange-Traded Funds

• Guidelines on Exchange-Traded Funds (pdf)
  (Date Issued: 11 June 2009)

Close-End Funds

• Guidelines for Public Offerings of Securities of Closed-End Funds (pdf)
  (Date Issued: 30 October 1995)

Foreign Collective Investment Schemes

• Guidelines for the Offering, Marketing and Distribution of Foreign Funds (pdf)
  (Date Issued: 3 March 2008)
  (Updated: 9 November 2009 and 24 April 2012)
  • Frequently-Asked Questions

Prospectus

• Prospectus Guidelines for Collective Investment Schemes (pdf)
  (Date Issued: 3 March 2008)
  (Updated: 1 June 2010)

Wholesale Funds

• Guidelines on Wholesale Funds (pdf)
  (Date Issued: 18 February 2009)
  

Others

• Guidelines for the Appointment of Related-Party Trustees (pdf)
  (Date Issued: 3 March 2008)
• Guidelines on Online Transactions and Activities in Relation to Unit Trusts (pdf)
  (Date issued: 24 November 2004)
  (Revised Edition : 19 August 2008)
• Guide on Areas of Compliance and Internal Controls for Management Company and Trustee (pdf)
  (Date Issued: 3 June 2003)

Application Documents for Collective Investment Schemes

Forms

• Forms SC/UTF - New (MS Word)
• Form SC/UTF - Increase (MS Word)
• Form SC/REIT - New (MS Word)
• Form SC/REIT - Existing Fund (MS Word)
• Form SC/REIT - Real Estate (MS Word)
• Form SC/REIT - Increase (MS Word)
• Form SC/ETF - New (MS Word)
• Forms SC/MC (MS Word)
• Forms SC/MC-Delegate (MS Word)
• Forms SC/Trustee (MS Word)
• Forms SC/Trustee-Registration (MS Word)
• Forms Application for Establishment of Wholesale Fund (MS Word)
• Forms Application to Increase the Approved Size of the Wholesale Fund (MS Word)

Reporting Forms

• REIT Statistical and Compliance Returns (MS Word)
• Online Transactions Returns (MS Word)
• Wholesale Fund Returs (MS Word)
• ETF Statistical and Compliance Returns (MS Word)
• ETF Statistical Returns (for foreign constituted ETFs) (MS Word)

Notification Forms

• Appointment of Director (MS Word)
• Winding up of a Fund (MS Word)
• Appointment of Investment Committee / Shariah Adviser / Panel of Advisers (MS Word)
• Unit Splits (MS Word)
• Foreign Markets (MS Word)
• Notification of Commencement or Completion: Winding Up of a Wholesale Fund (MS Word)
• Notification of Appointment or Resignation of Shariah Adivser (MS Word)
• Notification of Investments: Foreign Markets (MS Word)
• Notification: New Class(es) of Units (MS Word)
  

Checklists

Submission Checklists

• Application to establish a new unit trust fund (MS Word)
• Application to establish a new real estate investment trust (MS Word)
• Application to act as management company (MS Word)
• Application to act as trustee (MS Word)
• Application to increase fund size for a unit trust fund (MS Word)
• Application to increase fund size for a real estate investment trust (MS Word)
• Application to appoint a delegate not licensed by the SC (MS Word)
• Application for an exemption/variation/extention of time (MS Word)
• Application for Registration/Renewal of Trustee (MS Word)

Prospectus Checklists

• Registration Checklist (unlisted funds) (MS Word)
• Registration Checklist (listed funds) (MS Word)
• Lodgement Checklist (MS Word)

Deed Checklist

• Checklist for Minimum Content for Deed of Unit Trust Funds (MS Word)
• Checklist for Minimum Content for Deed of Real Estate Investment Trust (MS Word)
• Checklist for Minimum Content for Deed of Exchange-traded Fund (MS Word)
• Registration Checklist (MS Word)
• Lodgement Checklist (MS Word)

Fee Checklists

• Fee Computation Checklist (MS Word)
• Fee Computation (Other) Checklist (MS Word)

Other Checklists

• Checklist for Minimum Requirements for Content of Unit Trust Fund Report (MS Word)
• Checklist for Minimum Requirements for Content of Real Estate Investment Trust Report (MS Word)
• Checklist for Minimum Requirements for Content of Exchange-traded Fund Report (MS Word)
• Checklist for Compliance with Guidelines on Online Transaction of, and Online Activities in Relation to, Unit Trusts (pdf)