Your role is to:

Conduct on-site examination on Market Intermediaries (Stock Broking Companies & Futures Broking Companies) to ensure that their operations and business conduct comply with the relevant securities laws, rules, regulations and guidelines, have adequate system of internal control, risk management, and are in accordance with best practices

You should have:

  • A strong first degree in finance, accounting, business or an equivalent professional qualification
  • At least three (3) years’ audit experience at regulatory authority, financial institution, accounting firm or capital market intermediary. Experience in the Stock Broking industry would be an advantage