No.

Company/Individual

Section

Date Offence Compounded

Decision

1.

WK Securities Sdn Bhd Section 20A SIA 14 January 1999 Compound of RM30,000. Compound paid.
2.

Choo Chien Yow Section 22 SIA 28 January 1999 Compound of RM30,000. Compound paid by instalments.
3.

Smith Zain Securities Sdn Bhd Section 13 read together with section 122C SIA 9 February 1999 Compound of RM100,000. Compound paid.
4.

Tan Eng Leong Section 13 SIA 11 February 1999 Compound of RM25,000. Compound paid.

Zulkhairi b Zali @ Mat Tahir Section 21(2) SIA 11 February 1999 Compound of RM25,000. Compound paid by instalments.
5.

Low Mai Section 22 SIA 15 February 1999 Compound of RM30,000. Compound paid.
6.

Santandar Research Section 18 SIA 15 February 1999 Compound of RM10,000. Compound paid.
7.

Prime Partners Sdn Bhd Section 18(2) SIA 26 May 1999 Compound of RM20,000.00. Compound paid.
8.

Amanah SSCM Asset Management Sdn Bhd Section 18(2) SIA 25 June 1999 Compound of RM10,000. Compound paid.
9.

Phang Kwong Liang Section 13 SIA 28 June 1999 Compound of RM25,000. Payment by monthly instalments.

Phang Chow Hun Section 21(2) SIA Compound of RM25,000. Compound paid.
10.

SG Research (M) Sdn Bhd Section 18(2) SIA 6 October 1999 Compound of RM20,000. Compound paid.
11.

Towry Law Asset Management Sdn Bhd Section 18(2) SIA 6 October 1999 Compound of RM20,000. Compound paid.
12.

Picamas Sdn Bhd Section 18(2) SIA 16 December 1999 Compound of RM20,000. Compound paid.