No.

Company/Individual

Section

Date Offence Compounded

Decision

1.

Fima Asset Management Sdn Bhd Section 18(2) SIA 4 February 2000 Compound of RM20,000. Compound paid.
2.

Normandy Advisory Services Sdn Bhd Section 14 SIA 4 February 2000 Compound of RM50,000. Compound paid.
3.

Dato’ Franky Chua Goon Eng Section 32B(1)(a)(aa) SCA 20 June 2000 Compound of RM300,000. Compound paid. Charge was withdrawn.
4.

Dato’ Roger Chan Wan Chung (DNP Holdings Bhd) Section 32(6) and 32B(1)(a)(bb) SCA 28 June 2000 Compound of RM150,000 for the offence of section 32B(1)(a)(aa) SCA and RM50,000 for the offence of section 32(6) SCA. Compound paid.
5.

Malaysian International Merchant Bankers Bhd Section 32B(1)(b)(bb) SCA 28 June 2000 Compound of RM300,000. Compound paid. Charge was withdrawn.
6.

Ooi Gaik Imm Section 13 SIA 11 July 2000 Compound of RM25,000. Compound paid.
7.

Phileo Allied Securities Sdn Bhd Section 21(2) SIA read together with Section 109 of the Penal Code 11 July 2000 Compound of RM50,000. Compound paid.
8.

Market Pulse Sdn Bhd Section 18(2) SIA 30 August 2000 Compound of RM20,000. Compound paid.
9.

Premier Capital Management Sdn Bhd Section 18(2) SIA 30 August 2000 Compound of RM20,000. Compound paid.
10.

SJ Securities Sdn Bhd Section 44 SIA 30 August 2000 Compound of RM60,000. Compound paid.
11.

Capitalcorp Securities Sdn Bhd Section 44 SIA 30 August 2000 Compound of RM80,000. Compound paid.
12.

Innosabah Securities Sdn Bhd Section 44 SIA 30 August 2000 Compound of RM30,000. Compound paid.
13.

AMMB Asset Management Sdn Bhd Section 18(2) SIA 13 September 2000 Compound of RM20,000. Compound paid.
14.

Sime Securities Sdn Bhd Section 44 SIA 13 September 2000 Compound of RM30,000. Compound paid.
15.

BHLB Asset Management Sdn Bhd Section 18(2) SIA 28 September 2000 Compound of RM30,500. Compound paid.
16.

Konsortium Perkapalan Bhd
– Mirzan Mahathir
Section 32(6) SCA 11 December 2000 Compound of RM100,000. Compound paid.

– Loo Hooi Keat Section 32(6) SCA 11 December 2000 Compound of RM100,000. Compound paid.
17.

Solha Mohd Yusoff Section 18(2) SIA 19 December 2000 Compound of RM20,000. Compound paid.
18.

Zyed Al Sadat Abdul Hassan @ Abdul Mohsein Section 15A(1) SIA 11 October 2000 Compound of RM60,000. Compound paid.