No. Nature of Offence Offender(s) Facts of Case Compound Offered
Compound offered
1. Securities not deposited in the name of the beneficial owner [S.25(4) SICDA 1991] Surinder Kaur Jessy a/p Piara Singh Surinder Kaur Jessy allowed Kanesan a/l Veluppillai to use her CDS account at Arab-Malaysian Securities Sdn Bhd (now known as AmInvestment Bank Bhd) to trade in Nexnews Berhad shares for the period between 7 May 2007 and 10 May 2007. Surinder was compounded RM25,000 for the offence.