Corporate Governance Enforcement, Australian Securities and Investments Commission
In May 2002 Fiona joined the Australian Securities and Investments Commission. Her initial role was in ASIC’s then International Relations branch. One of her first tasks with ASIC was preparing ASIC’s application to sign the IOSCO Multi-lateral Memorandum of Understanding. She also provided technical support to ASIC’s representatives on IOSCO’s then Standing Committee 4 on Enforcement, MMOU Screening Group and the IOSCO Principles Implementation Committee. In addition, Fiona would also assist with preparing request for enforcement assistance to ASIC’s overseas counterparts and respond to similar requests incoming requests from our counterparts.
In July 2009 Fiona commenced work in Enforcement as a Senior Lawyer. She currently works with the Corporations and Corporate Governance Enforcement team. In her current role she provides legal support to ASIC investigations focusing on breaches of director’s duties, illegal fund raising and misconduct by insolvency practitioners and auditors. From August 2010 to February 2016 her main area or work was as part of the investigation into the collapse of Trio.
Fiona has a Masters of Laws and a Bachelor of Arts from the University of Melbourne. After being admitted to legal practice she commenced her career working for the Victorian State Government.