ENFORCEMENT ACTIVITIES

2014

2015

2016

Cases referred to Enforcement

36

22

27

Investigations initiated (no. of cases)

20

10

13

Investigations completed (no. of cases)

15

13

10

Persons charged in criminal proceedings

5

17

17

Criminal charges laid

63

220

61

Persons against whom civil actions initiated

7

5

2

Persons involved in regulatory settlements

24

6

2

Administrative actions

3

41

37