Unit Trusts

Real Estate Investment Trusts

Exchange-Traded Funds

Close-End Funds

Sustainable and Responsible Investment Funds

Foreign Collective Investment Schemes

ASEAN Collective Investment Scheme

Prospectus

Enhanced CIS Framework

Others

Archive of Superseded Guidelines


Application Documents for Collective Investment Schemes

Forms

Reporting Forms

  • REIT Statistical and Compliance Returns (MS Word)
  • Online Transactions Returns (MS Word)
  • Wholesale Fund Returns (MS Word)
  • ETF Statistical and Compliance Returns (MS Word)
  • ETF Statistical Returns (for Foreign Constituted ETFs) (MS Word)

Notification Forms

  • Appointment of Director (MS Word)
  • Winding up of a Fund (MS Word)
  • Appointment of Investment Committee / Shariah Adviser / Panel of Advisers (MS Word)
  • Notification of Commencement or Completion: Winding Up of a Wholesale Fund (MS Word)
  • Notification of Appointment or Resignation of Shariah Adviser (MS Word)
  • Notification of Investments: Foreign Markets (MS Word)

Checklists

Submission Checklists

  • Application to Establish a New Unit Trust Fund (MS Word)
  • Application to Establish a New Real Estate Investment Trust (MS Word)
  • Application to Act as Management Company (MS Word)
  • Application to Act as Trustee (MS Word)
  • Application to Increase Fund Size for a Real Estate Investment Trust (MS Word)
  • Application to Appoint a Delegate Not Licensed by the SC (MS Word)
  • Application for an Exemption/Variation/Extention of time (MS Word)
  • Application for Registration/Renewal of Trustee (MS Word)
  • Application for Recognition – Unlisted Foreign Fund (MS Word)
  • Application for Approval – Listing of Foreign Fund (MS Word)

Prospectus Checklists

  • Checklist for Minimum Contents for a Prospectus (with Expiry Period) (unlisted funds) (MS Word)
  • Prospectus Registration Checklist (unlisted funds) (MS Word)
  • Prospectus Registration Checklist (listed funds) (MS Word)
  • Lodgement Checklist – Prospectus (MS Word)

Deed Checklist

  • Checklist for Minimum Content for Deed of Real Estate Investment Trust (MS Word)
  • Checklist for Minimum Content for Deed of Exchange-traded Fund (MS Word)
  • Registration Checklist (MS Word)
  • Lodgement Checklist – Deed (MS Word)

Fee Checklists

  • Fee Computation Checklist – UTS (MS Word)
  • Fee Computation (Other) Checklist (MS Word)

Other Checklists

  • Checklist for Minimum Requirements for Content of Unit Trust Fund Report (MS Word)
  • Checklist for Minimum Requirements for Content of Real Estate Investment Trust Report (MS Word)
  • Checklist for Minimum Requirements for Content of Exchange-traded Fund Report (MS Word)
  • Checklist for Compliance with Guidelines on Online Transaction of, and Online Activities in Relation to, Unit Trusts (pdf)