Intermediary Search

  Click here to check if an intermediary is licensed by the SC.

List of Licensed Intermediaries

  The purpose of the Lists of licensed intermediaries (the Lists) as holders of the Capital Markets Services Licence (CMSL) is to enable the members of the public to ascertain whether they are dealing with a licensed person to carry on the regulated activity allowed. The Lists are not intended to replace the Register of Licence Holders provided under section 77 of the Capital Markets and Services Act 2007. The information in the Lists is accurate as at the date stated. Please call 603-6204 8000 (during office hours) or e-mail [email protected] for the most current information. By publishing the Lists, the SC does not recommend nor guarantee the performance of any licensed person. The information presented in the Lists is current as at 31 August 2008. (Note: You need to have Acrobat Reader to view the pdf files. If you do not have Acrobat Reader, you may download it first.)

List of CMSL holders for the following regulated activities: