not authorised nor approved under the securities laws to deal in securities, trade in futures contracts, advise on corporate finance, provide investment advice, financial planning and/or fund management services related to securities or futures.

The public is advised not to make any investment with companies/individuals that are not licensed or approved by the SC. Offers often come in the guise of seemingly attractive investment opportunities or schemes and may also be camouflaged as direct selling or business opportunities.

Please take note that this list is not exhaustive and only serves as a guide to investors. The list will be updated periodically with names removed or added on. The public is advised to also check with other relevant agencies (e.g. Bank Negara Malaysia, Ministry of Domestic Trade and Consumer Affairs, Companies Commission of Malaysia) as to the legitimacy of companies or websites which may not appear or have been removed from this list. Further, if you come across any website bearing names which are similar or a variation of the names listed here undertaking the activities described above, you are advised to ensure that the individual/entity, activity or product concerned has the required approval or license

If you require any clarification or wish to lodge a complaint, please contact us at 603-62048999 or e-mail us at aduan@seccom.com.my

Members of the public who come across any suspicious websites, as well as e-mails or any information on the Internet relating to investment advice and services, may alert the SC at the contact number or e-mail above.

Bank Negara Malaysia also receives information on, and looks into, companies and individuals operating unlicensed activities.  To access BNM’s Financial Consumer Alert page, click here http://www.bnm.gov.my/index.php?ch=en_financialconsumeralert&lang=en.

A

B

C

D

E

F

G

H

I

J

K

L

M

N

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T

U

V

W

X

Y

Z

Alpha Numeric

A
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Alvin Low Wei Yan
(individual)
(NRIC number: 710516-10-5513)
Not Available Not Available 2014
2 Asian AIM Incubator Co. Ltd Level 37, Menara Standard Chartered, 30 Jalan Sultan Ismail, 50250 Kuala Lumpur, Malaysia. http://www.aaicl.com/ 2009
3 Asset Brokerage Network Level 14, 5-3 Kaigan 105-0022 Tokyo, Japan www.abn-group.com 2006
4 ABFund Not available www.abfund.us 2008
5 Al-Arabic Fund Registrant contact: Washington, USA www.al-arabic.com 2007
6 ABB Fund Not available www.abbfund.com 2007
7 Artemis Wealth Management Artermis Wealth Management, Level 43 Wisma 46, Kota BNI, Jalan Gend.Sudirnan, Kav., Jakarta Not available 2005
8 Asia Wallet/ ASWtrader/ Splitindex Inc Not available www.splitindex.com 2007
9 AM Global Management 2511 Malaysian Mansion, Jalan Masjid India, Kuala Lumpur, 50100 Malaysia www.nypoe.com 2006
10 API Mutual LLC Not available www.apimutual.com 2008
11 Ahmad Fauzi bin Ambran (individual)
(NRIC number: 770709-08-5605)
Not available 2011
12 Ahmad Nazmi bin Mohamed (individual) (NRIC number: 850521-03-5243) Not available 2011
13 Aipost Limited / Aipost Not available www.aipost.biz 2011
14 AAIC Buillion Refineries Group Ltd / ABRG/ ABRG Services Sdn Bhd Not available 2011
15 APG Reit/Asia Property Group (APG)/CH APG (M) Sdn Bhd. Lot No. B20-3, 20th Floor North Point Offices, Mid Valley City, No.1, Jalan Medan Syed Putra www.apgreit.com 2012
16 Asean Union (Labuan) Foundation Not available 2015 Not licensed by SC to conduct capital market activities
17 Asean Union Incorporated Not available www.asean-union.com 2015 Not licensed by SC to conduct capital market activities
18 Asean Paradize Incorporated Not available www.aseanparadize.com 2015 Not licensed by SC to conduct capital market activities

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B
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Build Rich Not available www.buildrichhk.com 2015 Not licensed by SC to conduct capital market activities
2 Boss Venture/ Cash Deal Sdn Bhd Not available www.bossventure.com 2014 Not licensed by the SC to conduct capital market activities
3 Beneficence International (Group) Company Ltd / Beneficence Agency. Products: CSI Garant Funds, CSI, and Credit Suisse Investment The Century Tower Building, 4th Floor, Suite 401-95, Replublic of Panama www.eswissfund.com, www.credito.swiss.com 2008
4 BHG e-investment Berkshire Hathaway Inc., 1440 Kiewit Plaza, Omaha, Ne 68131 www.bhg-corp.com 2007
5 Bidvask Investment Ltd Shenzen www.bidvask.com 2007
6 Buy-e-barrel 304 Hudson Street, 6th Floor, New York, New York, NY10013, U.S www.buyebarrel.com 2007
7 Brentwood Trust Company 1) Paragon Towers, 233 Needham, Suite 300, Newton, MA 02464 USA 8270 2) Woodland Center Blvd. Waters Tampa, FLORIDA 33614 USA www.brentwoodtrust.com 2007
8 Boston Asset Management Pte. Ltd. Level 22.2, Menara Standard Chartered, 30, Jalan Sultan Ismail, 50250 Kuala Lumpur. http://www.bostonasset.com.sg 2007
9 International Boustead Bond Not available Not available 2010
10 Bestino Group Bhd 80-B, Jln. Sultan Yussuf, 30000 Ipoh, Perak Darul Ridzuan, Malaysia. www.bestino.com 2009 Issuance of shares without prospectus

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C
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 CPOTrading.com / CPO Resources / Crude Palm Trading Sdn Bhd Not Available http://www.cpotrading.com/
http://www.crudepalmoiltrading.com/
2016  Not licensed by the SC to conduct regulated activities under the CMSA
2 Capstone Alliance Group Not Available https://capstone-alliancegroup.com/ 2014
3 City Link Security previously known as Asia Global Finance & Security Malaysia
  • G29, Ground Floor, Bintang Plaza Shopping Complex, Jln Miri-Pujut, Sarawak Malaysia.
  • 6634 Fountain Ave, Los Angeles, CA, United States
  • No 46 &47, Palm Square, Jalan Ampang, 68000, Malaysia.

Tel No: +6(0)149271390

Fax No: +60 (0)3 21784011

http://citylinksecurity.com 2013 Unauthorised usage of the SC’s name on their website
4 CCLF (Malaysia) Sdn Bhd (810679-H) #13.02, 13 FL, Kompleks Antarabangsa, Jalan Sultan Ismail 50250 KL http://conduitcapitalgroup.com 2009
5 Conduit Capital Ltd Suite 15.02, Kenanga International, Jalan SukltanIsmail, 50250 KL http://conduitcapitalgroup.com 2008
6 CCLF (M) Sdn Bhd/ Conduit Capital Ltd L 17, Etiqa Twin, Jalan Pinang, 50250 KL http://conduitcapitalgroup.com 2008
7 Cambridge Capital Trading Not available www.cambridgecapitaltrading. comwww.dubalex.com 2006
8 Capital Enhancement Club / CEC Not available Not available 2007
9 CB.IRAQ Rashid Street, Baghdad, Iraq www.cbirag.org 2006
10 Capital Glory Holdings Ltd Suite 06-01, 6th Floor, Menara Keck Seng, No. 203 Jalan Bukit Bintang, Kuala Lumpur www.capitalglory.com 2006
11 Cfdventures Not available www.cfdventure.com 2007
12 Colonyinvest Not available Not available 2007
13 CSI Venture Capital (M) Berhad Lot B-G10, Jalan Dataran 2, PJU 9, Bandar Sri Damansara, Kuala Lumpur www.credito.swiss.com 2008
14 Changrongkonggu 179, Jalan Bukit Bintang, Tingkat 15, KL Plaza Suite , Long Park, KL Not available 2008

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D
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Dana Haji Jasman bin Mat Salleh/Dana Warisan Islam/Wang Amanah Warisan Islam Not available Not available 2010/2014
2 Data Saham Not available www.datasaham.com 2006
3 Dragon Gold Sdn Bhd/ Dr Iain Gray E-3A-4, Blok E, Megan Phileo Promenade, 189, Jalan Tun Razak, 50400 KL NONE 2006
4 Duit Wayang Not available Not available 2006
5 Dana Futures Not available www.danafutures.com 2007
6 Dana Modal Not available www.angelfire.com/journal2/ danamodal 2007
7 Debenture Petal Trust Labuan Not available 2007
8 Dataran Teroka 2015 Bhd No 18, Jalan Mengkuang, Desa Pahlawan, 55000 Kuala Lumpur Not available 2009
9 DM Rise Enterprise

2015 Not licensed to carry out regulated activities under the  CMSA

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E
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Euro Asian Securities Exchange Square, Bukit Kewangan, 50200 Kuala Lumpur www.euroasiansecurities.com 2013 Not licensed by the SC to conduct capital market activities
2 Euro FinBank Not available http://egfin.com/Aboutus.html 2010
3 Eon Exchange 7th Floor, Menara Multi-Purpose Capital Square, 8 Jalan Munshi Abdullah 50100 Kuala Lumpur, Malaysia http://www.eonexchange.com/ 2010
4 Equity World Advisory Sdn Bhd No,33 9-8 level 9 jln yap ah shak.
Kuala Lumpur – 50300
Kuala Lumpur
Not available 2007
5 Eadvisory Limited (London) Not available Not available 2007
6 Eaindex Not available www.eaindex.com 2007
7 Empay 77-1, Jalan 3/93. Taman Miharja 2 1/2 Miles, Cheras, 55200 Kuala Lumpur http://www.ipcshopping.com, em-pay.com 2006 (refer 2008)
8 eUK Gold Registrant contact: Washington, USA www.eukgold.com 2007
9 Eubond.com Not available www.eubond.com 2007
10 E-Barrel Not available www.e-barrel.com 2007
11 E-Suisse Fund ESwissFund Management Foundation, Ipasa Building, 3rd Floor, Bella Vista District, 41 Street, Panama City, 110110 PA www.esuissefund.com 2007
12 Eduit2u.com Not available www.eduit2u.com 2007
13 Euro America Index 500 North Michigan Avenue, Chicago, Illinois 60610, USA www.eaindex.com 2006
14 IPC Shopping and Empay IPC Shopping Services (M) Sdn Bhd, 77-1 Jalan 3/92 Taman Maharaja batu 2 1/2 Cheras www.em-pay.com 2006
15 Exelasia Capital Sdn Bhd Level 28, Wisma Goldhill, 67 Jalan Raja Chulan, 50200 Kuala Lumpur Not available 2008
16 Extensa Financial Services Europlaza Hoogoorddreef 54b, 1101BE Amsterdam Zuidoost, Netherlands www.extensafin.com 2011
17 East Cape Mining Corporation Limited 40 Bank Street
Canary Wharf
Level 18 40 Bank Street
London E14 5NR
United Kingdom
http://eastcapemc.com/home/index.html http://eastcapemc.biz/ http://eastcapemining.com/ http://ecmc2u.blogspot.com/ http://www.gold4usd.net/ http://www.ecmcgoldtrading.blogspot.com/ 2012

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F
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 First East Export Bank Offshore Labuan Level 10 (B1), Main Tower Office, Financial Park, Labuan FT, Malaysia

2016

Fake documents purportedly issued by the Securities Commission Malaysia to support the scheme.
2 FCPO Investment Group Not available http://fcpoinvestmentgroup.webs.com/ 2009
3 FX Capital Consultant Sdn Bhd A-1-1, Jalan Rawang, Mutiara 2, Bandar Rwang, Mutiara 1, 4800 Rawang, Selangor www.fxcmclub.com 2010
4 FX Consultant A-1-1, Jalan Mutiara Rawang 2, Bandar Rawang Mutiara 1, 4800 Rawang, Selangor www.fxcmclub.com 2007
5 Future Portfolio Resources Not available Not available 2009
6 Fical Mandaluyong, Manila, Philiphines www.fical.us 2007
7 Fakhrul Arif bin Ahmad Husni (individual) (NRIC number: 880526-08-6063) Not available 2011
8 Fakhrul Mukmin bin Ahmad Husni (individual) (NRIC number: 840922-08-5891) Not available 2011
9 Fakhrul Razi bin Ahmad Husni (individual) (NRIC number: 910727-08-6013) Not available 2011
10 Fenton Power International Roppongi Hills Mori Tower, 6-10-1 Roppongi, Minato-ku, 106-6111 Tokyo Japan www.fentonpower.com 2011 Not licensed by the SC to conduct capital market activities
11 Futurebarrel.com Not available www.futurebarrel.com, http://futurebarrelmy.blogspot.com, http://fbcorgkaya.blogspot.com, http://futurebarrelmalaysia.blogspot.com, all pages relating to Futurebarrel on facebook 2013

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G
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Goldmill Wagner Associates Limited Level 40, Tower Petronas Twin Towers, Kuala Lumpur, 50088 Malaysia www.goldmillwagner.com 2005
2 Goodwin Capital management Ltd Korea First Bank Center, 20th Floor, Korea First Bank Building, 100Gongpyung dong, Chongno gu, Seoul 110 702 Korea www.goodwinadvisors.com 2007
3 Global Assets M-3-19, Plaza Damas, Sri Hartamas, 50480 Kuala Lumpur (Henri Benardin -suspect office) www.globalassets.info 2007
4 Global Investment Network System (GINS) Plaza Permata, Off Jalan Ipoh ginsystem.com 2007
5 Good Credit Asset Management Lot 20.01, 20th Floor, Wisma MPL, Jalan Raja Chulan, Kuala Lumpur, Malaysia www.gctrilliongold.com 2007
6 Goldenway Securities Co. Ltd 8/F Gee Tuck Building, 16-20 Bonham Strand East, Central, Hong Kong www.hk-gs.com/en 2011 The fake link/website was attributed to Goldenway Securities Co. Ltd, a HK SFC licensed corporation
7 Global World Acquisition (Global World Mergers and Acquisitions) http://globalworldacquisitions.com/ 2011

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H
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Hollinger Newcastle Limited Not available www.hollingernewcastle.com 2008 Unlicensed activities

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I
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 IDFK International Management Inc Menara Keck Seng, Suite 91-93, Level 32, Jalan Bukit Bintang, 55100 Kuala Lumpur Level 14A, Main Office Tower, Financial Park Labuan, 87000 Jalan Merdeka, Federal Territory of Labuan, Malaysia Lot 76, TMN. Tenaga, Batu 9, JLN. Puchong, 47100 Puchong. www.idfk.org 2007
2 IDFK Commercial management Menara Keck Seng, Suite 91-93, Level 32, Jalan Bukit Bintang, 55100 Kuala Lumpur Level 14A, Main Office Tower, Financial Park Labuan, 87000 Jalan Merdeka, Federal Territory of Labuan, Malaysia / Lot 76, TMN. Tenaga, Batu 9, JLN. Puchong, 47100 Puchong. www.idfk.org 2007
3 Infinity Exchange Board 36th Floor, Menara Maxis, KLCC, Malaysia www.infinityexchangeboard.com 2009
4. IPC Shopping Services (M) Sdn Bhd No 83G Jln 3/93, Taman Miharja, 2 1/2 Miles Cheras, Kuala Lumpur, 56100 Wilayah Persekutuan www.ipcshopping.com 2011
5 Imal Global Sdn Bhd No 66-2, Jalan Puteri 2/4, Bandar Puteri Puchong, Puchong, 47100 Selangor www.imal2u.com 2011 Imal2u’s offering of IPO on SLV Worldwide’s website without a license, unable to submit sufficient information and documents as requested.
6 IPC International Group Sdn Bhd Room 101, 1st Floor, No 368, Jalan Pudu, Kuala Lumpur, Wilayah Persekutuan. www.ipcinternationalgroup.com 2011 Affiliated with Imal2u who appears to be offering Imal2U’s IPO’s without a license; unable to submit sufficient information and documents as requested.

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J
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Jai Network Sdn. Bhd. Jai Network Systems Sdn Bhd, B-31 Tingkat 1 Lorong Seri Kuantan 25250 Kuantan Pahang www.jnsbb.com 2006
2 Jalatama Management Sdn Bhd (929594-W) Menara Standard Chartered
Suite 30.1, Level 30
No 30 Jalan Sultan Ismail
50250 Kuala Lumpur
http://www.jalatama.com.my
http://www.safetyinvestment.com.my
http://jalatama.webs.com/
2013

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K
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Kuala Lumpur Mercantile Exchange Megan Avenue 4C, Jalan Yap Kwan Seng, 50401 Kuala Lumpur (address exists but there is no such company there ) www.klmex.org*The entity named “The Kuala Lumpur Mercantile Exchange” with URL www.klmex.org and email address info@klmex.org is not an entity approved by the Malaysian government.  Any future mercantile exchange approved by the Malaysian government will be officially announced through proper channels. 2014
2 Kelab Kebajikan Dan Sosial Tun Teja Malaysia (KKDSTTM), YDS Corporate Line Sdn Bhd, YDS Holdings Groups Bhd No. 51-1, 51-2, Jalan Bandar Rawang 16, Rawang 48000, Selangor www.yds2u.com 2013
3 Kassim & Co Advocates (Mont’ Kiara, Kuala Lumpur) 10th Floor, Block B, Plaza Mont’ Kiara, Kuala Lumpur http://kassimandcoadvocate.com/index.htmlhttp://kassimandcoadvocate.com/contactus.htmlinfo@kassimaandcoadvocate.com 2013 Unauthorised use of the SC’s logo & name
4 KTC Capital Management 100 Pall Mall, St. James, London, SW1Y 5NQ www.ktccapital.com
www.ktccapitalmanagement.com
2014

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L
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Lexworth Prestige 1) Lexworth Limited, Room 1001-2, 10F, New Victory House 93, Wong Lok Street, Central, Hong Kong. 2) Pristine Multimedia Sdn Bhd, 18-3, Jalan 2/114, Kuchai B/Centre, Off Jalan Klang Lama, Kuala Lumpur. Not available 2005
2 Locke Capital Investment (BVI) Ltd Not available Not available 2007
3 Locke Guaranty Trust (NZ) Ltd Licke Guaranty Trust (NZ) Limited, 60 Cook Street – Suite 324, Auckland 1, New Zealand www.lgt.co.nz 2007
4. Lee Byers Ltd 1) Suite 26.3, Level 26,
Menara IMC
No. 8, Jalan Sultan Ismail, 50250 Kuala Lumpur 2) Level 20, Menara Standard Chartered
No. 30, Jalan Sultan Ismail, 50250 Kuala Lumpur
www.leebyers.com 2012

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M
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Montego Finance & Securities Berhad Not available www.montegofs.official.ws, www.montegafsbhd.com 2006
2 MYOE Networks (M) Berhad Lot B-G10, Jalan Dataran 2, PJU 9, Bandar Sri Damansara, Kuala Lumpur www.credito.swiss.com 2008
3 MDEX Market Not available http://www.angelfire.com/me/ keithy/mdex.html 2003
4 Mutual Element Concept Sdn Bhd Suite 30.04-05, Wisma Goldhill, Jalan Raja Chulan, 50200 Kuala Lumpur www.mutualelement.com 2007
5 Mutual Element Sdn Bhd Suite 30.04-05, Wisma Goldhill, Jalan Raja Chulan, 50200 Kuala Lumpur www.mutualelement.com 2007
6 Maxficient Consultancy Sdn Bhd Suite 11.3, L 11, Menara Genesis, 33, Jalan Sultan Ismail 50250 KL NA 2007
7 Mercury Acquisition Associates Level 40, Tower 2. PETRONAS Twin Towers Kuala Lumpur 50088 www.mercuryacquisitionassociates.com 2006
8 My Dinar Not available www.mydinar.net 2007
9 My Share Not available Not available 2007
10 Mohd Shahrul Firdaus bin Zakaria (individual) (NRIC number: 851220-08-5049) Not available 2011
11 Mohd Khalid bin Sujud (individual) (NRIC number: 870516-01-5609) Not available 2011
12 Matrix Synergy Ltd Marshall Island Not available 2011
13 Mohd Fairouz bin Mohd Din (IC No : 800726-01-6235) Not available 2015

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N
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Northern Investment Bank/EON Exchange/Euro FinBank 16 Persiaran Gurney, 10250 Georgetown, Penang, Malaysia 7th Floor, Menara Multi-Purpose Capital Square, 8 Jalan Munshi Abdullah 50100 Kuala Lumpur, Malaysia www.eonexchange.com , www.northerninvestmentbank.com , www.egfin.com 2010

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O
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Omega Trading Omega Trading Group ICBC Tower Level 221
22-126 Queen’s Road Central
Hong Kong
http://www.omega-trading.com http://omegatradinggroup.com 2012
2 Oregon Invest Not available www.oregoninvest.com 2006
3 Ocean Balance Ltd 802, Grand Pavilion Commercial Centre, P.O.Box 10335 APO, Grand Cayman, Cayman Islands www.oblfunds.com 2005
4. Omega Capital Management (Fake Address) Amega Capital 21/F, Hong Kong Club, Building 3A, Charter Road, Central, Hong Kong Not available 2008
5. One Autocash Not available http://www.1autocash.com http://www.1autocash4u.com http://www.oneautocash.com 2011

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P
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Proven Oil Asia Not Avalaible http://www.provenoil-asia.com/ 2015
2 Prestige Bullion / GB Consulting Sdn Bhd Not Avalaible http://www.pbullion.com 2014 Not licensed by the SC to dealing in derivatives;
3 Patrick George Harvey
(individual) Passport:
1) 761052713 ,
2) 099223965
Not Avalaible Not Avalaible 2014
4 Pure Investor / PIPS 2nd Floor, PT 7323, Jalan BBN 1/2E, Bandar Baru Nilai, 71800 Nilai, Negeri Sembilan www.pureinvestor.com, www.gopips.com 2010, Querie 2008
5 Prowealth Solutions 3634 Long Prairie Road, Suite 108-113. Flower Mound, TX 75022 www.prowealthsolutions.com 2006
56 Persian Move Forward Sdn Bhd Suite 21.02 & 03, 21st Floor, Menara Haw Par, Jln Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan www.finance.pmf.com.my/index.html 2014

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R
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Rantau Simfoni Sdn Bhd Suite # 13C, Level 13, Plaza Ampang City, JalanAmpang, 50450 Kuala Lumpur Not available 2010
2 Reges Enterprise Sdn Bhd C-12-4, Level 12, Block C, Megan Avenue II, 12, Jalan Yap Kwan Seng, Kuala Lumpur www.regesenterprises.com 2008
3 Remno Club 623 Eagle Rock Avenue, Suite #7, West Orange, NJ07052, U.S. www.remnoclub.com 2007
4 Remisier Not available www.remisier.com 2010
5 Robinson Asset Management Not available http://www.robinsonam.com 2007
6 RHB Securities/RHB Finance Not available http://rhbsecurities.com, http://rhbsecuritie.com, http://rhbsecuritiesltd.com, http://rhbfinance.org 2008
7 RS Investment/RS Invest/RS Life Fund Management 1) Investments, C/O Boston Financial Data Services, P.O. Box 219717, Kansas City, MO 64121-9717 2) Investments, C/O Boston Financial Data Services, 330 West 9th Street, First Floor, Kansas City, MO 64105-1514 3) Investments, 388 Market Street, Suite 1700, San Francisco, CA 94111 http://hk.rs-invest.com http://rs-invest.com 2011
8 RGCX Trading Corporation/ Rapid Gold Currency Trading Corporation Not available www.rapidgcx.com 2013 Not licensed by the SC to conduct capital market activities
9 RK Oriental Innovation/Zillion Investor Plan Not available Not available 2016 Not licensed by the SC to conduct regulated activities under the CMSA

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S
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Stack Options  Not available https://stackoptions.com/ 2016
2 Solidus International http://www.solidus-international.com/ 2015 Not licensed by the SC to conduct regulated activities under the CMSA
3 SRCT & RTCT (UK) Specialist Sdn Bhd http://www.ukinsltd.co.uk 2014 Misuse of SC’s logo.
4 SRGold Exchange Berhad (i) No. 26, First Floor, Jalan Haji Mohd Ali, Sitiawan,32000 Perak Darul Ridzuan, Malaysia(ii) SRG Score IT, No. 69, Jln Snuker 13/28, Tadisma Business Park, 40100 Shah Alam, Selangor Darul Ehsan N/A 2014
5 SJ Asset Management Sdn Bhd Suite 12-10 & 12-11, Level 12 Wisma UOA 2, 21 Jalan Pinang, 50450 Kuala Lumpur www.sjam.com.my 2010 Breach of regulatory requirement as well as furnishing false & misleading information and documents to the SC. SC had revoked its licence to undertake fund management activities.
6 Swiss Cash Invest Not available www.swisscash.com, www.swisscash.biz 2007
7 Sweden Fund Not available www.swedenfund.com 2007
8 Solid Investment Not available www.solidinvestment.com 2007
9 Smartcash Not available www.smartcash.com 2006
10 Sime Securities Not available www.simesecurities.net 2005
11 Starr-Bradley Associates Inc Not available www.starrbradleyinc.com 2005
12 Splitindex Not available www.splitindex.net 2006/2007
13 Steinberg Investment Research AG 1) Schingrund 1, Rotkreuz Zug 6343, Switzerland, 2) Tower A Ngee Ann City, 391a Orchard Road, Singapore 238873 http://www/sir-suisse.com 2008
14 Scott Fitzgerald Group (Virtual Office) Level 40, Petronas Twin Towers, Kuala Lumpur City Center, 50088 Jalan Ampanf, Kuala Lumpur http://www.scottfitzgeraldgroup.com 2006
15 Stockbridge Consultants 30F, Asem Tower, 159-1 Samseong-dong, Gangnam-gu, Seoul, 135-798, Korea N/A 2009
16 Swiss Standard Trust AG, Zurich Not available Not available 2005
17 Swiss Standard Trust AG Not available Not available 2005
18 Sphinx Asia Wealth Management 37F Taipei 101 Tower, No.7,Sec.5,Xinyi Road, Taipei,110, Taiwan www.sphinxasia.com/ 2011
19 SLV Worldwide Inc Seth Garden Enterprise No.2, Jln SS1/24, 47300 Petaling Jaya. (SS1, PJ) www.slvworldwide.com/ 2011
20 SLV Solutions Sdn Bhd. No. 50, Jalan Puteri 5/1, Bandar Puteri Puchong, 47100 Selangor www.slviii.com 2011 Affiliated with Imal2u and IPC International who appear to be offering Imal2U’s IPO’s without a license; Logo identical to SLV Worldwide’s logo; unable to submit sufficient information and documents as requested.
21 States Energy Capital N/A www.sec-inv.com 2015

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T
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Tian Ping 1-28B, jalan Desa 1/3, Desa Mana Puri, Kepong, Selangor www.tianping2u.com 2010
2 Tian Ping 1-28B, jalan Desa 1/3, Desa Mana Puri, Kepong, Selangor www.tianpingsystem.com 2011
3 Tosk Finance Group Plaza Tosk, 217 Jalan Ampang, 50450 Kuala Lumpur, Malaysia www.toskfinancegroup.com 2012

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U
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Unifunds Not available https://unifunds.com/ 2016
2 UeBond Not available www.uebond.com 2007
3 United Capital Management Inc No Physical address www.brentwoodtrust.com 2006
4 Universe Asset Management Inc / Tony So Suite 06-01, 6th Floor, Menara Keck Seng, No. 203 Jalan Bukit Bintang, Kuala Lumpur www.capitalglory.com 2005
5 Ugifund Not available Not available 2007
6 USA Traders Company Not available www.usatraderscompany.com 2007
7 UAS Bistari Management Sdn Bhd (806034-H) No 11A, Jalan Kebudayaan 1A, TamanImpian Emas, Skudai, Johor 2011
8 Uzir bin Abdul Samad
(IC No: 720824-01-5543)
No 11A, Jalan Kebudayaan 1A, TamanImpian Emas, Skudai, Johor 2011
9 Union Stockholm Management Group Box 359, Lilla Varvsgatan 14, Turning Torso
SE-201 23 Malmo, Sweden
www.unionstockholm.comwww.unionstockholm-malaysia.com 2013
10 UFunClub Not available www.ufunclub.com, www.ubonuss.com, www.jutawanfunclub.com 2014 Not licensed by the SC to conduct capital market activities
11 UTokens, UToken Mutual Fund

2015 Not licensed by SC to conduct capital market activities

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V
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Virgin Gold/Virgin Gold Mining Corporation Torre Global Bank Building, Calle 50 & Calle 58 Este, Piso 31 Oficina 3105, Panama City, Republic of Panama http://vgmc.com 2010
2 Vantage Capital Ltd Not available Not available 2010
3 Venturemax International Not available www.venturemax.com, www.venturemaxint.net 2007
4 Variable Move Sdn Bhd (659761-P) 3-03, Somerset Sri Bukt Ceylon, 8, Lorong Ceylon off Jalan Raja Chulan, 50200 KL Not available 2009
5 VVIP Club 88 Not available Not available 2014 Not licensed by the SC to conduct capital market activities
6 Vibgyor International Incorporation Not available http://viitraders.com 2015 Not licensed by the SC to conduct capital market activities in Malaysia

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W
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 West Street Management Sdn Bhd 36A, Jalan Datuk Sulaiman, Taman Tun Dr Ismail, KLCompany Reg. No : 1063355-X http://www.weststreet.com.my 2014
2 Win Li Fund Not available www.winlifund.com 2007
3 Whitman Pearce & Partners Level 39, Menara Citibank, 165 Jalan Ampang, 50450 Kuala Lumpur, Malaysia www.whitmanpearce.com 2006

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Y
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Yuma Investments Limited (Virtual Office) Level 36, Menara Citibank, 165, Jalan Ampang 50450, Kuala Lumpur www.yumamy.com 2009

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Z
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 Ziyaaudhin NYC Agency Sdn Bhd E-11-07 Phileo Damansara 1, No 9 Jalan 16/11, 46350 Petaling Jaya, Selangor www.ziyaaudhin.com 2008

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Alpha Numeric
No. Name of Unauthorised Website/Products/ Entities/Individual Address Website Date Added to Alert List Remark
1 1 World Energy Berhad (873165-M) L-05-08, Block L Solaris Mont’ Kiara, No 2, Jalan Solaris 50480 Kuala Lumpur www.1world2u.com 2012 Issuance of shares without registering prospectus with the SC
2 A3 Union A3 Union General Office, Assistance 247 LTD, 69 St Gabriels Road, London NW2 4DU, United Kingdom www.a3union.com 2007
3 3A Consulting Group Sdn Bhd (1) No 18, Jalan Mengkuang, Desa Pahlawan, 55000 Kuala Lumpur (2) Level 36, Menara Citibank, 165, Jalan Ampang 50450 Kuala Lumpur (3) 39th Floor, Office Suites, PNB Darby Park, 10, Jalan Binjai, 50450 Kuala Lumpur Not available 2006

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Updated as at 14 September 2016