The SC is a signatory to numerous bilateral Memoranda of Understanding as well as the IOSCO Multilateral Memorandum of Understanding (IOSCO MMoU). These documents outline the relationship between the signing parties with regard to mutual assistance, cross-border co-operation and the exchange of information for the purpose of enforcing and securing compliance with respective laws and regulations of the signing authorities.

Formal co-operative arrangements that the SC has concluded with its overseas regulatory counterparts for the purposes of exchange of information and/or investigatory assistance:

List of Memoranda of Understanding

No

Title

Date/Venue

1.

Memorandum of Understanding Between Securities Commission of Malaysia and the Capital Market Supervisory Agency of Indonesia in Relation to Technical Assistance and Mutual Co-operation.

(Dato’ Dr Mohd Munir Abdul Majid, Chairman and Bacelius Ruru, Chairman)

12 January 1994
in Indonesia
2.

Memorandum of Understanding Between Securities and Futures Commission of Hong Kong and Securities Commission of Malaysia.

(Robert Nottle, Chairman and Dato’ Dr Mohd Munir Abdul Majid, Chairman)

22 February 1994
in Hong Kong
3.

Memorandum of Understanding Between Securities Commission of Malaysia and Securities and Exchange Commission of Thailand.

(Dato’ Dr Mohd Munir Abdul Majid, Chairman and Ekamol Kiriwat, Secretary-General)

4 April 1994
in Kuala Lumpur
4.

Memorandum of Understanding Between the China Securities Regulatory Commission and Securities Commission of Malaysia Regarding Securities and Futures Regulatory Co-operation.

(Zhou Daojiong, Chairman and Dato’ Dr Mohd Munir Abdul Majid, Chairman)

18 April 1997
in Beijing
5.

Memorandum of Understanding Between Securities Commission of Malaysia and Capital Markets Authority of Kenya in Relation to Assistance and Mutual Co-operation.

(Paul K. Melly, Chief Executive and Dato’ Dr Mohd Munir Abdul Majid, Chairman)

9 June 1997
in Nairobi, Kenya

6.

Memorandum of Understanding Between Securities Commission of Malaysia and Financial Services Board of South Africa in Relation to Assistance and Mutual Co-operation.

(Dato’ Dr Mohd Munir Abdul Majid and Dr Chris de Swardt, Chairman)

31 October 1997
in Kuala Lumpur
7.

Memorandum of Understanding on the Exchange of Information Between Securities Commission of Malaysia and the Securities and Futures Commission in Taipei.

(Dato’ Dr Mohd Munir Majid, Chairman and Daung-yen Lu, Chairman)

7 November 1997
in Taipei
8.

Memorandum of Understanding Between Securities Commission of Malaysia and Comissao de Valores Mobiliarios of Brazil in Relation to Assistance and Mutual Co-operation.

(Dato’ Dr Mohd Munir Abdul Majid, Chairman and Francisco Costa e Silva, Presidente)

7 November 1997
in Taipei
9.

Memorandum of Understanding Between Securities Commission of Malaysia and Comision Nacional de Valores of Argentina in Relation to Assistance and Mutual Co-operation.

(Guillermo Harteneck, Chairman and Dato’ Dr Mohd Munir Abdul Majid, Chairman)

21 May 1998
in Kuala Lumpur
10.

Memorandum of Understanding Between Securities Commission of Malaysia and Superintendencia de Valores y Seguros of Chile in Relation to Assistance and Mutual Co-operation.

(Daniel Yarur, Superintendent and Dato’ Dr Mohd Munir Abdul Majid, Chairman)

26 May 1998
in Paris

11.

Memorandum of Understanding Assistance and Mutual Co-operation Between Securities Commission of Malaysia and Australian Securities and Investments Commission.

(Dato’ Dr Mohd Munir Abdul Majid, Chairman and Alan Cameron A.M, Chairman)

8 July 1998
in Kuala Lumpur

12.

Memorandum of Understanding Between Commission des Operations de Bourse of France and the Securities Commission of Malaysia

(Michel Prada, Chairman and Datuk Ali Abdul Kadir, Chairman)

13 Sept 1999
in Paris

13.

Memorandum of Understanding Between Securities Commission of Malaysia and Securities and Exchange Board of India, the Government of Republic of India

(HE Veena Sikri, The High Commissioner of India and Datuk Ali Abdul Kadir, Chairman)

14 May 2001
in Putrajaya

14.

Memorandum of Understanding Between the Polish Securities and Exchange Commission and the Securities Commission of Malaysia on Co-operation and Exchange of Information

(Jacek Socha, Chairman and Datuk Ali Abdul Kadir, Chairman)

26 June 2001
in Stockholm,
Sweden

15.

Memorandum of Understanding in Relation to Assistance and Mutual Co-operation Between the Securities Commission of Malaysia and the Securities and Exchange Commission of Sri Lanka

(Dr Dayanath C. Jayasuria, Director General and Datuk Ali Abdul Kadir, Chairman)

4 February 2002
in Bali, Indonesia

16.

Memorandum of Understanding in Relation to Assistance and Mutual Co-operation Between the Securities Commission of Malaysia and the Jordan Securities Commission.

(Dr Bassam Saket, Executive Chairman and Datuk Ali Abdul Kadir, Chairman)

31 October 2002
in Kuala Lumpur

17.

Memorandum of Understanding in Relation to Assistance and Mutual Co-operation Between the Securities Commission of Malaysia and Securities Commission of the Federation of Bosnia and Herzegovina.

(Edib Bašic, President and Datuk Ali Abdul Kadir, Chairman)

17 October 2003
in Seoul, Korea

18.

Memorandum of Understanding in Relation to Assistance and Mutual Co-operation Between the Securities Commission of Malaysia and the Capital Market Authority of the Sultanate of Oman.

(HE Yahya Said Abdullah Al-Jabri, Executive President and Datuk Ali Abdul Kadir, Chairman)

17 October 2003
in Seoul, Korea

19.

Memorandum of Understanding in Relation to Assistance and Mutual Co-operation Between the Securities Commission of Malaysia and Commissione Nazionale per le Societa e la Borsa, Italy.

(Dr Lamberto Cardia, Chairman and Datuk Ali Abdul Kadir, Chairman)

17 October 2003
in Seoul, Korea

20.

Memorandum of Understanding in Relation to Assistance and Mutual Co-operation Between the Securities Commission of Malaysia and the New Zealand Securities Commission

(Jane Diplock, Chairperson and Datuk Ali Abdul Kadir, Chairman).

20 February 2004
in Wellington, New Zealand

21.

Memorandum of Understanding in Relation to Consultation, Co-operation and the Exchange of Information Between the Securities Commission of Malaysia and the Financial Supervisory Commission, Korea.

(Woo-Cheol Lee, Standing Commissioner and Datin Zarinah Anwar, Acting Chairman/Deputy Chief Executive).

17 March 2004
in Kuala Lumpur

22.

Memorandum of Understanding in Relation to Consultation, Co-operation and the Exchange of Information Between the Securities Commission of Malaysia and the Portuguese Comissão do Mercado de Valores Mobiliários.

(Fernando Teixeira Dos Santos, Chairman and Datin Zarinah Anwar, Deputy Chief Executive).

19 May 2004
in Amman

23.

Memorandum of Understanding in Relation to Co-operation on the Enforcement of Securities Laws as well as Developmental and Training Initiatives Between the Securities Commission of Malaysia and the Emirates Securities and Commodities Authority (ESCA) of the United Arab Emirates (UAE).

(HE Sheikha Lubna Khalid Al-Qassimi, UAE Minister of Economy and Planning and Chairman of the ESCA and Dato’ Md Nor Yusof, Chairman)

18 March 2005 in Kuala Lumpur

24.

Memorandum of Understanding in Relation to Co-operation on the Enforcement of Securities Laws, the Exchange of Information, Co-operation and Consultation as well as Developmental and Training Initiatives Between the Securities Commission of Malaysia and the Dubai Financial Services Authority (DFSA).

(David Knott, Chief Executive of the DFSA and Dato’ Zarinah Anwar, Chairman)

15 August 2006 in Putrajaya

25.

Memorandum of Understanding Between the State Securities Commission of Vietnam and the Securities Commission of Malaysia on Information Exchange and Mutual Assistance.

(Dr Vu Thi Kim Lien, Vice-Chairwoman and Dato’ Zarinah Anwar, Chairman)

27 February 2007 in Kuala Lumpur

26.

Memorandum of Understanding Between the Securities Commission of Malaysia and the Securities and Exchange Organisation of Iran.

(Dr Ali Salehabadi, President and Chairman of SEO Iran and Dato’ Zarinah Anwar, Chairman)

19 May 2007 in Tehran

27.

Memorandum of Understanding Between Securities Commission of Malaysia and the Securities and Exchange Commission of Nigeria.

(Dato’ Zarinah Anwar, Chairman and Mr. Musa Al-Faki, Director General).

15 November 2007 in Kuala Lumpur