Unit Amanah

  • Guidelines on Unit Trust Funds (pdf)
    (Tarikh dikeluarkan: 3 Mac 2008)
    (Edisi pindaan: 18 Februari 2009, 1 Jun 2010 & 7 Januari 2014)
  • Guidelines on Marketing and Distribution of Unit Trust Funds (pdf)
    (Tarikh dikeluarkan: 3 Mac 2008)
  • Guidelines on Unit Trust Advertisement and Promotional Materials (pdf)
    (Tarikh dikeluarkan: 3 Mac 2008)

Amanah Pelaburan Hartanah

  • Guidelines on Real Estate Investment Trusts (pdf)
    (Tarikh dikeluarkan: 21 Ogos 2008)
  • Guidelines on Islamic Real Estate Investment Trusts (pdf)
    (Tarikh dikeluarkan: 21 November 2005)
  • Soalan Lazim (pdf)

Dana Dagangan Bursa

  • Guidelines on Exchange-Traded Funds (pdf)
    (Tarikh dikeluarkan: 11 Jun 2009)

Close-End Funds

  • Guidelines for Public Offerings of Securities of Closed-End Funds (pdf)
    (Tarikh dikeluarkan: 30 Oktober 1995)

Garis Panduan Penawaran, Pemasaran dan Pengedaran Dana Asing

  • Guidelines for the Offering, Marketing and Distribution of Foreign Funds (pdf)
    (Tarikh dikeluarkan: 3 Mac 2008)
    (Tarikh dikemaskini: 9 November 2009)

Prospektus

  • Prospectus Guidelines for Collective Investment Schemes (pdf)
    (Tarikh dikeluarkan: 3 Mac 2008)
    (Tarikh dikemaskini: 1 Jun 2010)

Dana Borong

  • Guidelines on Wholesale Funds (pdf)
    (Tarikh dikeluarkan: 18 Februari 2009)

Lain-lain

  • Guidelines for the Appointment of Related-Party Trustees (pdf)
    (Tarikh dikeluarkan: 3 Mac 2008)
  • Guidelines on Online Transactions of and Online Activities in Relation to Unit Trusts (pdf)
    (Tarikh dikeluarkan: 24 November 2004)
    (Edisi Pindaan: 19 Ogos 2008)
  • Guide on Areas of Compliance and Internal Controls for Management Company and Trustee (pdf)
    (Tarikh dikeluarkan: 3 Jun 2003)

 

Borang Permohohan Bagi Skim Pelaburan Kolektif

Borang Permohohan

  • Borang SC/UTF – (MS Word)
  • Borang SC/UTF – Increase (MS Word)
  • Borang SC/REIT – (MS Word)
  • Borang SC/REIT – Existing Fund (MS Word)
  • Borang SC/REIT – Real Estate (MS Word)
  • Borang SC/REIT – Increase (MS Word)
  • Borang SC/ETF – (MS Word)
  • Borang SC/MC (MS Word)
  • Borang SC/MC-Delegate (MS Word)
  • Borang SC/Trustee (MS Word)
  • Borang SC/Trustee-Registration (MS Word)
  • Borang Application for Establishment of Wholesale Fund (MS Word)
  • Borang Application to Increase the Approved Size of the Wholesale Fund (MS Word)
  • Borang Wholesale Fund Returs (MS Word)

Borang Laporan

  • REIT Statistical and Compliance Returns (MS Word)
  • Online Transactions Returns (MS Word)
  • ETF Statistical and Compliance Returns (MS Word)
  • ETF Statistical Returns (for foreign constituted ETFs) (MS Word)

Borang Makluman

  • Appointment of Director (MS Word)
  • Winding up of a Fund (MS Word)
  • Appointment of Investment Committee / Shariah Adviser / Panel of Advisers (MS Word)
  • Unit Splits (MS Word)
  • Foreign Markets (MS Word)
  • Notification of Commencement or Completion: Winding Up of a Wholesale Fund (MS Word)
  • Notification of Appointment or Resignation of Shariah Adivser (MS Word)
  • Notification of Investments: Foreign Markets (MS Word)
  • Notification: New Class(es) of Units (MS Word)

Senarai Semak

Senarai Semak Untuk Penyerahan

  • Application to establish a new unit trust fund (MS Word)
  • Application to establish a new real estate investment trust (MS Word)
  • Application to act as management company (MS Word)
  • Application to act as trustee (MS Word)
  • Application to increase fund size for a unit trust fund (MS Word)
  • Application to increase fund size for a real estate investment trust (MS Word)
  • Application to appoint a delegate not licensed by the SC (MS Word)
  • Application for an exemption/variation/extention of time (MS Word)
  • Application for Registration/Renewal of Trustee (MS Word)

Senarai Semak Prospektus

  • Registration Checklist (unlisted funds) (MS Word)
  • Registration Checklist (listed funds) (MS Word)
  • Lodgement Checklist (MS Word)

Senarai Semak Deed

  • Checklist for Minimum Content for Deed of Unit Trust Funds (MS Word)
  • Checklist for Minimum Content for Deed of Real Estate Investment Trust (MS Word)
  • Checklist for Minimum Content for Deed of Exchange-traded Fund (MS Word)
  • Registration Checklist (MS Word)
  • Lodgement Checklist (MS Word)

Senarai Semak Fi

  • Fee Computation Checklist (MS Word)
  • Fee Computation (Others) Checklist (MS Word)

Senarai Semak Lain

  • Checklist for Minimum Requirements for Content of Unit Trust Fund Report (MS Word)
  • Checklist for Minimum Requirements for Content of Real Estate Investment Trust Report (MS Word)
  • Checklist for Minimum Requirements for Content of Exchange-traded Fund Report (MS Word)
  • Checklist for Compliance with Guidelines on Online Transaction of, and Online Activities in Relation to, Unit Trusts (pdf)
  • Checklist for Compliance with Guiding Principles for Outsourcing of Back Office Functions for Capital Market Intermediaries (pdf)
  • Checklist for Compliance with Guidelines on PerBorangance of Supervisory Functions at Group Level for Capital Market Intermediaries (pdf)