AMENDMENTS

No.

Act Number

Title

In Force From

1.

A661

SECURITIES INDUSTRY (AMENDMENT) ACT 1987

1/6/1987
[P.U.(B) 294/87]
1/10/1987
[P.U.(B) 520/87]

2.

A790

SECURITIES INDUSTRY (AMENDMENT) ACT 1991

15/6/1992
[P.U.(B) 269/92]

3.

A847

SECURITIES INDUSTRY (AMENDMENT) ACT 1993

1/3/1993
[P.U.(B) 59/93]

4.

A943

SECURITIES INDUSTRY (AMENDMENT) ACT 1996

7/3/1996

Other than subpara 3(h) (ii),

s.33 and ss.58 to 69 – Para 3(h)(ii), ss 33, 30/1/1997 [P.U.(B) 100/96]

5.

A1017

SECURITIES INDUSTRY (AMENDMENT) ACT 1998

1/4/1998
[P.U.(B) 139/98]

6.

A1040

SECURITIES INDUSTRY (AMENDMENT) (NO. 2) ACT 1998

1/11/1998
[P.U.(B) 447/98]

7.

A1218

SECURITIES INDUSTRY (AMENDMENT) Act 2003

5/1/2004

REGULATIONS

No.

Act Number

Title

List of Subsidiary Legislation Revoked

In Force From

1

PU (A) 358/2006

Securities Industry (Investment of Capital Market Development Fund) Regulations 2006

5 October 2006

2

PU (A) 22/2006

Securities Industry (Bond Pricing Agency) Regulations 2006

Revoked.Section 388 Schedule 11: CMSA

13 January 2006

3

PU(A) 52/2005

Securities Industry (Licensing of Fund Manager) and Fund Manager’s Representative (Amendment) Regulation 2005

18 February 2005

4

PU(A) 51/2005

Securities Industry (Amendment) Regulations 2005

18 February 2005

5

PU(A) 233/2001

Securities Industry (Reporting of Substantial Shareholding)(Amendment) Regulations 2001

1 August 2001

6

PU(A) 180/1999

Securities Industry (Non-Application of Provision Relating to Insider Trading) Regulations 1999

Revoked.Section 388 Schedule 11: CMSA

30 April 1999

7

PU(A) 253/1999

Securities Industry (Compliance with Approved Accounting Standards) Regulations 1999

Consolidated Accounts for financial period ending on or after 30 June 1999

8

PU(A) 193/1998

Securities Industry (Compensation Fund)(Amendment) Regulations 1998

16 May 1998

9

PU(A) 396/1998

Securities Industry (Reporting of Substantial Shareholding)(Amendment) Regulations 1998

1 November 1998

10

PU(A) 174/1998

Securities Industry (Reporting of Substantial Shareholding) Regulations 1998

Revoked PU (A) 292/2014 – CMSA

1 May 1998

11

PU(A)35/1997

Securities Industry (Compensation Fund) Regulations 1997

Revoked.Section 388 Schedule 11: CMSA

30 January 1997

12

PU(A) 37/1997

Securities Industry (Dealers Contract Notes) Regulations 1997

Revoked.Section 388 Schedule 11: CMSA

30 January 1997

13

PU(A) 34/1997

Securities Industry (Deposit) Regulations 1997

Revoked.Section 388 Schedule 11: CMSA

30 January 1997

14

PU(A) 117/1996

Securities Industry (Licensing of Fund Manager and Fund Managers Representative) Regulations 1996

7 March 1996

15

PU(A) 314/1987

Securities Industry Regulations 1987

Revoked.Section 388 Schedule 11: CMSA

1 October 1987

ORDER
No. Act Number Title List of Subsidiary Legislation Revoked In Force From
1.

PU(A) 496/2005

Securities Industry (Declaration of Exempt Stock Market) Order 2005

Revoked.Section 388 Schedule 11: CMSA

1 December 2005

2.

PU(A) 15/2004

Securities Industry (Recognised Clearing House) Order 2004

5 January 2004

3.

PU(A)314/2002

Securities Industry (Exempt Dealer)(No. 2) Order 2002

Revoked.Section 388 Schedule 11: CMSA

1 August 2002

4.

PU(A)17/2002

Securities Industry (Exempt Dealer) Order 2002

Revoked.Section 388 Schedule 11: CMSA

10 January 2002

5.

PU(A) 160/2000

Securities Industry (Exempt Dealer) Order 2000

Revoked.Section 388 Schedule 11: CMSA

5 May 2000

6.

PU(A) 324/1998

Securities Industry (Exempt Dealer) Order 1998

Revoked.Section 388 Schedule 11: CMSA

2 September 1998

7.

PU(A) 213/1998

Securities Industry (Exempt Dealer) Order 1997 Corrigendum

5 June 1998

8.

PU(A) 340/1997

Securities Industry (Exempt Stock Market) Order 1997

2 September 1997

9.

PU(A) 339/1997

Securities Industry (Exempt Dealer) Order 1997

Revoked.Section 388 Schedule 11: CMSA

2 September 1997

10.

PU(A) 36/1997

Securities Industry (Exempt Fund Manager) Order 1997

30 January 1997

11.

PU(A) 116-117/1996

Securities Industry (Recognised Clearing House) Order 1996

7 March 1996

12.

PU(A) 21/1996

Securities Industry (Exempt Dealer)(NO.2) Order 1996

Revoked.Section 388 Schedule 11: CMSA

18 January 1996

13.

PU(A) 20/1996

Securities Industry (Exempt Dealer) Order 1996 (pdf)

Revoked.Section 388 Schedule 11: CMSA

1 March 1993

14.

PU(A) 150-151/1993

Securities Industry (Exempt Dealer) 1993

1 March 1993

15.

PU(A) 290/1993

Securities Industry (Intradagang Merchangt Bankers (M) Berhad (Exemption Dealer) Order 1993

6 July 1998

16.

PU(A) 238/1992

Securities Industry (Exemption) Order 1992 – Corrigendum to PU(A) 126/92

17.

PU(A) 126/1992

Securities Industry (Exemption) Order 1992

Revoked.Section 388 Schedule 11: CMSA

1 January 1992

18.

PU(A) 86/1997

Securities Industry (Exemption) Order 1977

27 December 1976

DECLARATION

No.

Act Number

Title

List of Subsidiary Legislation Revoked

In Force From

1.

PU(A) 368/1997

Securities Industry (Dealing in Securities)(Amendment) Declaration 1997

1 March 1993

2.

PU(A) 338/1997

Securities Industry (Dealing in Securities) Declaration 1997

Revoked.Section 388 Schedule 11: CMSA

2 September 1997

3.

PU(A) 23/1996

Securities Industry (Dealing in Securities) Declaration (No. 2) 1996

Revoked.Section 388 Schedule 11: CMSA

18 January 1996

4.

PU(B) 22/1996

Securities Industry (Dealing in Securities) Declaration 1996

Revoked.Section 387(1): CMSA

1 March 1993

5.

PU(A) 149-150/1993

Securities Industry (Dealing in Securities) Declaration 1993

1 March 1993