Prospectus guidelines

View/Download in separate parts:

  • Introduction
    Definitions and Interpretation
  • PART I: Contens of Prospectus
    General
    Division 1: Equity
    Division 1A: ASEAN Equity Disclosure Standards
    Division 2: Debenture and Sukuk
    Division 2A: ASEAN Debt Disclosure Standards
    Division 3: Structured Warrants
    Division 4: Business Trust
    Division 5: Abridged Prospectus
    Division 6: Supplementary/Replacement Prospectus
  • PART II: Procedures for Registration Part III: Prospectus-Related Guidelines
    Division 1: Plain Language Guide for Prospectuses
    Division 2: Electronic Prospectuses and Application Guidelines
    Division 3: Advertising Guidelines
  • PART IV: Practice Notes
    Practice Note 1 – Basis for Pricing of Securities

View/Download in single file:

Prospectus Guidelines – Expired on 2 August 2009

  • Prospectus Guidelines (pdf)
    (Date Issued: May 2003)
    (Amended as at 1 February 2008)
    (The amendments are in relation to the update to Chapter 13 of the Prospectus Guidelines)

  • Practice Notes (pdf)
    Practice Note 1 – Basis for Pricing of Securities
    (Date Issued: 27 October 2005)

  • Procedures for Registration (pdf)
    (Date Issued: 27 October 2005)
    (Revised Edition: 22 February 2008)


  • Prospectus-related Guidelines (pdf)
    – Plain Language Guide for Prospectuses
    – Guidelines on Electronic Prospectuses and Internet Securities Application
    – Guidelines on Advertising
    (Date Issued: 27 October 2005)

  • Frequently-asked Questions (FAQs) (pdf)
    (Date Issued: 27 October 2005)
    (Revised Edition: 10 May 2006)