Prospectus guidelines
(Effective 28 December 2012 )
(Updated 1 April 2013 )

View/Download in single file

View/Download in separate parts:


Prospectus guidelines (pdf)
(effective 3 August 2009 but Prospectus Guidelines – Structured Warrants is effective from 8 May 2009)

Prospectus Guidelines – Expired on 2 August 2009

  • Prospectus Guidelines (pdf)
    (Date Issued: May 2003)
    (Amended as at 1 February 2008)
    (The amendments are in relation to the update to Chapter 13 of the Prospectus Guidelines)

  • Practice Notes (pdf)
    Practice Note 1 – Basis for Pricing of Securities
    (Date Issued: 27 October 2005)
  • Procedures for Registration (pdf)
    (Date Issued: 27 October 2005)
    (Revised Edition: 22 February 2008)
  • Prospectus-related Guidelines (pdf)
    – Plain Language Guide for Prospectuses
    – Guidelines on Electronic Prospectuses and Internet Securities Application
    – Guidelines on Advertising
    (Date Issued: 27 October 2005)
  • Frequently-asked Questions (FAQs) (pdf)
    (Date Issued: 27 October 2005)
    (Revised Edition: 10 May 2006)