Prospectus - Guidelines | Securities Commission Malaysia

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Prospectus

Prospectus Guidelines (pdf)

Revised: 20 December 2021)
(Effective Date of Revision: 1 January 2022)

Summary of Amendments made to the Prospectus Guidelines (pdf)
(Date of Issuance: 20 December 2021)

View/Download in separate parts:

Part I: General Requirements
(Revised: 20 December 2021)
(Effective Date of Revision: 1 January 2022)

Part II: Contents of Prospectus
(Revised: 23 December 2020)
(Effective Date of Revision: 1 January 2021)

Order to Exempt Section 238 in Relation to Issuance of Supplementary or Replacement Prospectus for Listed Unit Trust Schemes where Units have been Issued (pdf)

Part III: Procedures for Registration
(Revised: 23 December 2020)
(Effective Date of Revision: 1 January 2021)

Part IV: Prospectus Related Guidelines
(Revised: 23 December 2020)
(Effective Date of Revision: 1 January 2021)

Archive Of Superseded Guidelines – Prospectus Guidelines
Prospectus Guidelines (pdf)
(Revised: 22 November 2021)
Summary of Amendments made to the Prospectus Guidelines (pdf)
(Date of Issuance: 22 November 2021)

View/Download in separate parts:
Part I: General Requirements
(Revised: 22 November 2021)
Chapter 1: General
Chapter 2: Definitions and Interpretation

Part II: Contents of Prospectus
(Revised: 23 December 2020)
(Effective Date of Revision: 1 January 2021)
Division 1: Equity
Division 1A: ASEAN Equity Disclosure Standards
Division 2: Corporate Bonds and Sukuk
Division 2A: ASEAN Debt Securities Disclosure Standards including Additional Requirements for an ASEAN Debt Issuance Programme
Division 3: Structured Warrants
Division 4: Business Trust
Division 5: Abridged Prospectus
Division 6: Supplementary or Replacement Prospectus
Order to Exempt Section 238 in Relation to Issuance of Supplementary or Replacement Prospectus for Listed Unit Trust Schemes where Units have been Issued (pdf)

Part III: Procedures for Registration
(Revised: 23 December 2020)
(Effective Date of Revision: 1 January 2021)
Chapter 1: Prospectus under Divisions 1 and 1A of Part II (Equity)
Chapter 2: Prospectus under Divisions 2 and 2A of Part II (Corporate Bonds and Sukuk)
Chapter 3: Prospectus under Division 3 of Part II (Structured Warrants)
Chapter 4: Prospectus under Division 4 of Part II (Business Trust)
Chapter 5: Prospectus under Division 5 of Part II (Abridged Prospectus)

Part IV: Prospectus Related Guidelines
(Revised: 23 December 2020)
(Effective Date of Revision: 1 January 2021)
Division 1: Plain Language Guide for Prospectuses
Division 2: Electronic Prospectuses and Application Guidelines
Division 3: Advertising Guidelines

Prospectus Guidelines (pdf)
(Revised: 23 December 2020)
(Effective Date of Revision: 1 January 2021)
Summary of Amendments made to the Prospectus Guidelines (pdf)
(Date of Issuance: 23 December 2020)
Prospectus Guidelines (pdf)
(Revised: 4 May 2020)
(Applicable until: 31 December 2020)
Summary of Amendments made to the Prospectus Guidelines (pdf)
(Date of Issuance: 4 May 2020)
Prospectus Guidelines (pdf)
(Revised: 26 November 2019)
Summary of Amendments issued on 26 November 2019 (pdf)
Prospectus Guidelines (pdf)
(Revised & Effective: 13 March 2019)
Summary of Amendments issued on 13 March 2019 (pdf)
Prospectus Guidelines (pdf)
(Revised: 14 December 2018)
Summary of Key Amendments issued on 14 December 2018 (pdf)
Prospectus Guidelines (pdf)
(Revised: 19 September 2018)
Summary of key amendments to the revised Prospectus Guidelines issued on 19 September 2018 (pdf)
Prospectus Guidelines (pdf)
(Revised: 30 November 2017)
Summary of key amendments to the Prospectus Guidelines revised on 30 November 2017 (pdf)
Prospectus Guidelines (pdf)
(Revised: 19 January 2017)
Summary of key amendments to the Prospectus Guidelines issued on 19 January 2017 (pdf)
Frequently asked questions on the amended Chapters 12 and 13 of the Prospectus Guidelines (pdf)
Prospectus Guidelines (pdf)
(Revised: 22 November 2021)
Summary of Amendments made to the Prospectus Guidelines (pdf)
(Date of Issuance: 22 November 2021)

View/Download in separate parts:
Part I: General Requirements
(Revised: 22 November 2021)
Chapter 1: General
Chapter 2: Definitions and Interpretation

Part II: Contents of Prospectus
(Revised: 23 December 2020)
(Effective Date of Revision: 1 January 2021)
Division 1: Equity
Division 1A: ASEAN Equity Disclosure Standards
Division 2: Corporate Bonds and Sukuk
Division 2A: ASEAN Debt Securities Disclosure Standards including Additional Requirements for an ASEAN Debt Issuance Programme
Division 3: Structured Warrants
Division 4: Business Trust
Division 5: Abridged Prospectus
Division 6: Supplementary or Replacement Prospectus
Order to Exempt Section 238 in Relation to Issuance of Supplementary or Replacement Prospectus for Listed Unit Trust Schemes where Units have been Issued (pdf)

Part III: Procedures for Registration
(Revised: 23 December 2020)
(Effective Date of Revision: 1 January 2021)
Chapter 1: Prospectus under Divisions 1 and 1A of Part II (Equity)
Chapter 2: Prospectus under Divisions 2 and 2A of Part II (Corporate Bonds and Sukuk)
Chapter 3: Prospectus under Division 3 of Part II (Structured Warrants)
Chapter 4: Prospectus under Division 4 of Part II (Business Trust)
Chapter 5: Prospectus under Division 5 of Part II (Abridged Prospectus)

Part IV: Prospectus Related Guidelines
(Revised: 23 December 2020)
(Effective Date of Revision: 1 January 2021)
Division 1: Plain Language Guide for Prospectuses
Division 2: Electronic Prospectuses and Application Guidelines
Division 3: Advertising Guidelines

Prospectus Guidelines (pdf)
(Revised: 23 December 2020)
(Effective Date of Revision: 1 January 2021)
Summary of Amendments made to the Prospectus Guidelines (pdf)
(Date of Issuance: 23 December 2020)
Prospectus Guidelines (pdf)
(Revised: 4 May 2020)
(Applicable until: 31 December 2020)
Summary of Amendments made to the Prospectus Guidelines (pdf)
(Date of Issuance: 4 May 2020)
Prospectus Guidelines (pdf)
(Revised: 26 November 2019)
Summary of Amendments issued on 26 November 2019 (pdf)
Prospectus Guidelines (pdf)
(Revised & Effective: 13 March 2019)
Summary of Amendments issued on 13 March 2019 (pdf)
Prospectus Guidelines (pdf)
(Revised: 14 December 2018)
Summary of Key Amendments issued on 14 December 2018 (pdf)
Prospectus Guidelines (pdf)
(Revised: 19 September 2018)
Summary of key amendments to the revised Prospectus Guidelines issued on 19 September 2018 (pdf)
Prospectus Guidelines (pdf)
(Revised: 30 November 2017)
Summary of key amendments to the Prospectus Guidelines revised on 30 November 2017 (pdf)
Prospectus Guidelines (pdf)
(Revised: 19 January 2017)
Summary of key amendments to the Prospectus Guidelines issued on 19 January 2017 (pdf)
Frequently asked questions on the amended Chapters 12 and 13 of the Prospectus Guidelines (pdf)

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