Register of Recognised Principal Advisers for 2025
No. Principal Advisers Qualified Person
1. Affin Hwang Investment Bank Berhad
(Date of admission: 1 January 2021)
1. Chin Yin Pui
2. Lee Bee Jean

3. Johan bin Hashim

4. Kenny Yong Ka Onn

5. Choy Yin Seong Stella

6. Gan Ming Siew

7. Lee Xin Kei
2. Alliance Islamic Bank Berhad
(Date of admission: 1 April 2022)
1. Tee Kok Wah
2. Lau Teng Hua
3. Raihana Binti Souket Ali
4. Wong Kok Hong

3.

AmInvestment Bank Berhad
(Date of admission: 1 January 2021)

1. Enelli Abdul Kadir

 2. Lee Chuk Hoe

3. Teoh Teng Hien

4. Lee Ye Chien @ Lee Chin Chien
5. Jason Lam Chi-Wye
6. Charlotte Lim Siow Chwee
7. Kuan Sook Cheng
4.

CGS International Securities Malaysia Sdn Bhd
(Date of admission: 24 July 2024)

1. Andrew Chou Wei Yew
2. Tan Heng Chee
3. Tan Ai Peng
4. Saliny Binti Kamarudin

5.

CIMB Investment Bank Berhad
(Date of admission: 1 January 2021

1. Alea Leong Sook Ching
2. Chia Hong Pin
3. Perry Lye Yip Heng
4. Sandra Giam Phaik Ping
5. Wang Ken-Ree 
6. Tan Pei Ling

6.

Hong Leong Investment Bank Berhad
(Date of admission: 1 January 2021)

1. Phang Siew Loong

2. Shim Choon Lim

3. Ngo Ee Woei

4. Lee Pui Yun

5. Edmond Lim Gin Sheng

7.

Berjaya Securities Sdn Bhd
(Date of re-admission: 1 November 2023)

1. Pua Kin Joh
2. Anuar Bin Omar

3. Wong Ken Ming

4. Foo Chun Keong
8.

KAF Investment Bank Berhad
(Date of admission: 1 January 2021)

1. Rohaizad Ismail
2. Yap Chin Fatt
3. Hon Kim Teng
4. Ahmad Fazlee Bin Aziz
5. Ho Kay Leong, Michael
6. Azmi Hariss Bin Ibrahim
7. Cik Zanzilah Binti Khalid
8. Haironiza Binti Haron
9. Wendy Oh Zi Theng

9.

Kenanga Investment Bank Berhad
(Date of admission: 1 January 2021)

1. Alvin Ooi Yet Ming
2. Sayed Mazawir Bin Syed Mohamad Mustar

3. Lau Jun-Zhe

4. Choy Ren Jiun
10. Malacca Securities Sdn Bhd
(Date of admission: 1 July 2021)
1. Yap Siew Thee
2.Chan Kai Lok
3. Kenneth Ong Tsu Wei
4. Law Kim Fatt
5. Leong Siew Yean
6. Phang Li Yen
7. Tan Sin Jiang
11. M&A Securities Sdn Bhd
(Date of admission: 1 January 2021)
1. Ting Hua Tai
2. Ho Seow Leng
3. Wong Weng Leong
4. Lee Yoke Wah
5. Chong Hsu-Yeung
6. Lim Yin Jean
7. Halysha Nur Binti Hashimuddin
8. Choo Boon Han
9. Tham Au Chen

12.

Maybank Investment Bank Berhad
(Date of admission: 1 January 2021)

1. Hidayah Hassan

2. Lin Shueh Fen

3. Suren Raj Nadarajah

4. Hood Abdul Aziz

5. David Cheah Eu Jin
6. Clement Lim Wui Hoong
7. Chung Lai Wan

6. Lim Tee Phoi

13.

Mercury Securities Sdn Bhd
(Date of admission: 1 January 2021)

1. Tan Tai Kim
2. Yip Kah Weng
14.

MBSB Investment Bank Berhad
(Date of admission: 1 January 2021)

1. Wan Hung See
2. Lee Ming Wei
3. Firdaus Nazila Binti Samsuni
15.

NewParadigm Securities Sdn Bhd
(Date of admission: 27 March 2025)

1. Ong Sook Ling
16. Public Investment Bank Berhad
(Date of admission: 1 January 2021)
1. Rachel Ong Ly-Shil

2. Lim Jit Suan

3. Kathy Khoo Sin Rong

4. Kenneth Lee Foo Chong
17.

RHB Investment Bank Berhad
(Date of admission: 1 January 2021)

1. Josephine Kong Poh Yoke
2. Hardy Fadzerus Bin Wasli
3. Boh Shi Yun.
4. Har Weng Pun
5. Chen Poh Ping
6. Susie Hii King Bing
7. Siew Chun Hooi

8. Sharizuan Md Noor

9. Yong Lee Mei

10. Jasmine Binti Mohd Jamil
18. TA Securities Holdings Berhad
(Date of admission: 1 January 2021)
1. Chan Huan Yik 
2. Ng Sai Fai
3.Wong Chan Han
4. Ku Mun Fong
5. Shum Sze Ling
6. Chin Wai Kit
7. Chan Tze Kwang
8. Wong Kah Jun
9. Seah Boon Chin
10. Chin Wai King
11. Cheong Wen-Jie
12. Abdul Muiz Bin Mustafa
13. Yeong Kar Ling
14. Wilson Chiong Zhan Hua
19.

UOB Kay Hian Securities (M) Sdn Bhd
(Date of admission: 1 January 2021)

1. Tan Meng Kim
2. Goh Yao Yen
3. Nantha Kumar A/L Karuppannan
4. Tan Heng Hooi
5. Gian Fui Shi
6. Loh Tze Kiong
7. Kan Yip Wai
Updated as at 24 November 2025
SC AFFILIATES
RELATED SITES
about the SC
The Securities Commission Malaysia (SC) was established on 1 March 1993 under the Securities Commission Act 1993 (SCA). We are a self-funded statutory body entrusted with the responsibility to regulate and develop the Malaysian capital market.

General Line: +603-6204 8000
General Email: [email protected]
© Copyright Securities Commission Malaysia.  Contact Us   |    Disclaimer   |   The site is best viewed using Microsoft Edge and Google Chrome with minimum resolution of 1280x1024
Ooops!
Generic Popup