LICENSING HANDBOOK
 
The Capital Markets and Services Act 2007 (CMSA) repeals the Securities Industry Act 1983 (SIA) and the Futures Industry Act 1993 (FIA).
 
Title
Last Updated
LAST UPDATED: 11 Mar 2015
Licensing Handbook
The CMSA which takes effect on 28 September 2007 introduces a single licensing regime for capital market intermediaries. 
Under this regime, a capital market intermediary will only need one licence to carry on  the business in any one or more regulated activities. This will mean less cost and paperwork for capital market intermediaries who carry on more than one regulated activity.
 
23 June 2017
Ooops!
Generic Popup