Jobs in this sub role cluster are responsible for initiating and directing the SC’s strategic supervision, operations and monitoring of Collective Investment Scheme (CIS) industry in accordance with statutory and regulatory requirements and best practices to enhance the quality of the Malaysian capital market.

• Review proposals including disclosure documents and make appropriate recommendations
• Conduct monitoring or compliance activities; and make appropriate recommendations
• Perform research and analysis and provide recommendations as input for policy formulation and decision making
• Share technical insights to line departments to ease decision making and discussion
• Implement initiatives to achieve departmental plans
• Involve in engaging with internal and external stakeholders to provide technical insights on matters related to    
  MIS and compliance activities
• Build and maintain effective working relationships with relevant stakeholders
• Identify areas of improvement for capacity building, considering the competency framework and the demands
  of the capital market
• Oversee and motivate team members to achieve departmental goals and KPIs
  

• Bachelor’s Degree in Finance/ Accounting/ Economics/ Business/ Legal or equivalent
  
• 3-5 years of working experience
• Capital market or fund management related experience may be an advantage
  

Conduct evaluations of corporate bonds and sukuk applications, perform post-lodgement reviews, review polices and guidelines, and develop and enhance systems. Conduct surveillance of corporate bond market activities, bond intermediaries, and other participants to detect and prevent misconduct. Drive market development for corporate bonds and sukuk, providing strategic insights on issues & risks impacting both domestic and global markets, and formulate pertinent policies. Manage operational matters and provide strategic and technical input on policies, systems and initiatives related to corporate bonds and sukuk.

• Bond Market Surveillance and Monitoring
• Assist department in formulating mid to long term work strategies in relation to surveillance and monitoring.
• Identify and propose pre-emptive measures on specific areas of risk within the bond market including existing and emerging risks within issuers, primary and secondary markets, intermediaries, etc.
• Prepare and develop relevant reports regularly on the performance and monitoring of bond market
• Maintain and regularly update corporate bond issuer surveillance watch list, propose action plans if necessary.
• Maintain and update statistical database on bond market
• Provide technical input, recommendations and action plans on issues related to bond market
• Engage with bond market participants and other relevant parties where necessary in conducting duties
• Build and maintain effective working relationships with relevant internal and external stakeholders
  

• Bachelor’s Degree in Finance, Business, Accounting, Economics, Law or equivalent
• Bachelor’s degree in Finance, Business, Accounting, Economics, Law or equivalent
• Communication (verbal & written),Analytical, Assignment Management
• Understanding of mechanics of financial and capital markets
• 3-5 years of working experience
• Preferably min. 4-5 years of working experience in financial/capital markets
  
  
  

Jobs in this sub role cluster are responsible for planning, developing, managing, and reviewing the regulatory and strategic initiatives, policies and guidelines pertaining to equity fundraising as well as leading the gatekeeping functions in relation to equity fundraising and corporate transactions to ensure compliance with the regulatory requirements and frameworks.

• Assist in formulating and reviewing policy and operational framework to improve gatekeeping function
• Assist in developing a comprehensive risk-based approach to regulate corporate proposals
• Ensure the completeness of the documents and payments of fees received for submission to ensure alignment
  with the guidelines and fee structure
• Oversee initiatives related to corporate transactions and engagement events with Bursa
• Assess corporate proposal and disclosure documents to ensure compliance with relevant regulations, guidelines 
  and policies as well as review recommendation papers to Issues Committee, etc.
• Provide technical insights to internal stakeholders to ease decision making
• Oversee activities involving complaints and non-compliance with approval conditions and guidelines
• Implement initiatives planned by the department
• Involve in engaging with external stakeholders to address relevant issues and ensure acceptable, clear and
  complete submission
• Build effective working relationships with relevant stakeholders
  

• Bachelor Degree in Finance/ Accounting/ Economic/ Business/ Law or Finance/ Accounting-related Professional Qualification or any relevant discipline
• 3-5 years of working experience
• Knowledge and/or experience in corporate finance or related industry