Responsible for the evaluation and assessment of entry application and gatekeeping framework in the capital market to ensure compliance with securities laws, licensing and registration requirements in support of SC’s regulatory mandate and developmental efforts.

• Process and assess all new entry applications as part of the gatekeeping function to ensure intermediaries and individuals fulfil the minimum required standards to allow entry into the capital market.
• Process and assess new capital market entrants with adverse records and prepare proposal for tabling to the relevant Committee.
• Process and manage all entry applications undertaken in accordance with the criteria and within the designated timeframe, adhering to internal SOPs.
• Assist and enable the implementation of SC-wide policy initiatives.
• Assist supervisor/project leader in research for new policy developmental initiatives.
• Engage with relevant stakeholders to prepare proposals and provide clarification on application issues.
• Establish and maintain strong working relationship with relevant stakeholders.
• Share technical insights with stakeholders to ease decision making and discussion.
• Assist in the engagement with applicants applying for licensing to gather information and seek clarification on issues related to licensing.

• Bachelor degree in any relevant discipline with some experience in data analytics/digital space would be an advantage.
• 3-5 years of working experience.
• Fair experience and familiarity of the data analytics/technology infrastructure, business of intermediaries or enforcement
• Knowledge of the business model.
• Understanding of the SC’s business, industry and capital market.