Securities Commission

To ensure trust and confidence in the capital market, the SC regulates the capital market based on the principles of transparency and proportionality to commensurate with the risks posed. We actively update and enforce our regulations and securities laws to ensure that the capital market operates in a fair and orderly manner as well as to reduce systemic risks. Here you will find a list of our Acts, guidelines, consultation papers, frequently asked questions on our regulations, technical notes, updates on our enforcement actions and licensing information.

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DEVELOP

As the Malaysian economy continues to evolve and become increasingly diverse, we need to ensure a sustainable, inclusive and innovative capital market that caters to a wide spectrum of investors and issuers, as well as provide opportunities for wealth creation. The SC’s developmental efforts remain focused on growing and strengthening the competitiveness of various market segments.

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PROTECT

Aside from our ongoing surveillance, supervision and enforcement work, we believe that the best form of investor protection is ultimately through investor empowerment and education to enable informed investment decision-making. Here you can lodge a complaint through the SC’s Consumer & Investor Office, learn more about our investor education initiatives, how to become a whistleblower, and links to useful resources.

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REGULATORY HIGHLIGHTS

26 November 2019

Guidelines on Issuance of Corporate Bonds and Sukuk to Retail Investors

The Guidelines on Issuance of Corporate Bonds and Sukuk to Retail Investors are issued by the Securities Commission Malaysia (SC) under section 377 of the Capital Markets and Services Act 2007 (CMSA).

26 November 2019

Guidelines on Unlisted Capital Market Products under the Lodge and Launch Framework

The Guidelines on Unlisted Capital Market Products under the Lodge and Launch Framework (Guidelines) is issued by the Securities Commission Malaysia (SC) pursuant to section 377 of the Capital Markets and Services Act 2007 (CMSA).

26 November 2019

Prospectus Guidelines

The Prospectus Guidelines is issued by the SC under section 377 of the Capital Markets and Services Act 2007 (CMSA).

26 November 2019

Guidelines on Sales Practices of Unlisted Capital Market Products

These Guidelines are issued pursuant to section 377 of the Capital Markets and Services Act 2007 (CMSA). These Guidelines shall be referred to as the Guidelines on Sales Practices of Unlisted Capital Market Products.

14 May 2019

Guiding Principles on Business Continuity

This document is applicable to all capital market entities. It serves as a guidance on the Securities Commission Malaysia (SC)’s expectations on business continuity as well as a platform to increase awareness on the importance of having an effective business continuity arrangement.