- Provide policy, legal and strategic advice in support of the SC’s regulatory and developmental initiatives to protect investors and instil market confidence
- Investigate suspected breaches of capital market laws and regulations to ensure sufficient evidence to support appropriate enforcement action
- Develop and review policies relating to the capital market’s regulatory framework
- Ensuring that the market institutions have the appropriate governance structure, resources, and capability to meet their obligations
- Carry out supervision functions relating to risks associated with regulated entities, intermediaries and investment management intermediaries
- Perform the gatekeeping function on licensees and registered persons
We want you if you are already doing any of these functions: Legal drafting, litigation, forensic accounting, investigator, external auditing, internal auditing, compliance, management accounting, corporate finance, data expert, statistician, actuary, crowd funding, fintech or relevant.