- Provide policy, legal and strategic advice in support of the SC’s regulatory and developmental initiatives to protect investors and instil market confidence
- Investigate suspected breaches of capital market laws and regulations to ensure sufficient evidence to support appropriate enforcement action
- Develop and review policies relating to the capital market’s regulatory framework
- Ensuring that the market institutions have the appropriate governance structure, resources, and capability to meet their obligations
- Carry out supervision functions relating to risks associated with regulated entities, intermediaries and investment management intermediaries
- Manage supervision and surveillance efforts directed at monitoring market trading activities in the securities industry for early detection of regulatory offences or violations and taking appropriate remedial action to ensure market integrity
- Perform the gatekeeping function on licensees and registered persons
We want you if you are already doing any of these functions: Legal drafting, litigation, forensic accounting, investigator, external auditing, internal auditing, compliance, management accounting, corporate finance, data expert, statistician, actuary, crowd funding, fintech or relevant.