Embark on a meaningful and fulfilling journey with us!
Working here will give you the opportunity to build exciting careers in the capital market. Here, you will do more than work. You will gain a wealth of capital market knowledge, skills and experience through working with market experts. The steep learning curve will nurture your potential and give you a competitive edge above the rest to vault you ahead.
If you are a high-performing, all-rounder interested in growing the Malaysian capital market, come join us today!
Assist in supervisory assessments/ engagements/ examinations in accordance with audit plans.
Perform research and analysis on the state of industry and intermediaries regularly to clarify proper market conduct practices, share outcomes and provide recommendations where necessary.
Assist in formulating and reviewing the relevant departmental policies and guidelines.
Perform technical review and evaluation on proposals and applications by licensed intermediaries and propose recommendations for approval.
Assist in performing risk assessments by collecting and analysing information from the intermediaries to identify any potential risks and weaknesses and provide recommendations for mitigation.
Prepare reports upon completion of each examination to demonstrate that the examination objectives and conclusions are achieved.
Assist in forming effective working relationships and engaging with internal and external stakeholders to provide technical views to address any issues, enquiries and concerns.
Assist in initiation of administrative/enforcement proceedings and preparation of the relevant papers for tabling.
Undertake ongoing surveillance to ensure compliance by market intermediaries.
Degree in any relevant discipline
Knowledge in examination skills, policy and business rules, risk management and financial monitoring
3-5 years of working experience (for Assistant Manager/Manager position)
0-2 years of working experience (for Senior Executive position)
Experience in auditing, regulatory authority, financial institution or capital market intermediaries
The Securities Commission Malaysia (SC) was established on 1 March 1993 under the Securities Commission Act 1993 (SCA). We are a self-funded statutory body entrusted with the responsibility to regulate and develop the Malaysian capital market.
