Regulatory FAQs
FAQ for Guidelines on Sales Practices of Unlisted Capital Market Products

Illegal Futures and Equity Trading Scheme: Frequently Asked Questions

FAQ on the requirements of the Guidelines on Unlisted Capital Market Products under the Lodge and Launch Framework

FAQ on Guidelines on Compliance Function for Fund Management Companies (Revised: 17 December 2018)

Frequently Asked Questions On The Requirements Of The Guidelines On Unlisted Capital Market Products Under The Lodge And Launch Framework

Frequently Asked Questions On Revised Guidelines On Sales Practices Of Unlisted Capital Market Products

Anti-Money Laundering and Anti-Terrorism Financing

FAQ on the Malaysian Code on Corporate Governance

FAQ on Licensing

FAQ – Client Asset Report For Fund Management Companies

Disclosure Of Interest In Securities – Section 99B SIA

FAQ On Forest Assessment Reports

FAQ On Plant, Machinery & Equipment

Frequently Asked Questions On The Peer-To-Peer Financing (P2P) Framework

FAQ On Property Asset Valuations

FAQ on Effective Date of the Guidelines on Sales Practices of Unlisted Capital Market Product (Sales Practices Guidelines) and Compliance with the Sales Practices Guidelines for Unlisted Capital Market Products approved prior to the Effective Date.

This list of FAQs is intended to provide guidance and clarification on various requirements in Chapter 10 of the Licensing Handbook; Outsourcing Arrangements by CMSL Holders.

New Classes of Registered Person known as Registered Representative (Trading Representative and Introducing Representative)

Guidelines for the Offering, Marketing and Distribution of Foreign Funds

Frequently Asked Questions On Revised Shariah Screening Methodology

Frequently Asked Questions On Retail Bonds And Sukuk

Frequently Asked Questions On Private Retirement Scheme (PRS)

Malaysian Code On Corporate Governance 2012

This list of FAQs is intended to provide guidance and clarification on various requirements in the Guidelines on Outsourcing for Capital Market Intermediaries.

Corporate Governance Blueprint 2011 Frequently Asked Questions

FAQ For Securities Industry Dispute Resolution Center (SIDREC)

Swisscash Investment Scam Settlement: FAQS

Measures announced by the Prime Minister of Malaysia, YAB Dato’ Sri Mohd Najib bin Tun Abdul Razak at Invest Malaysia, 30 June 2009

Measures announced by the Prime Minister of Malaysia, YAB Dato’ Sri Mohd Najib bin Tun Abdul Razak at Invest Malaysia, 30 June 2009.

FAQ On Prospectus Guidelines

FAQ On Technical Issues

Revised Securities Borrowing and Lending Guidelines (SBL Guidelines)

Amendments to the Securities Laws following the Liberalisation of the Foreign Exchange Control Administration Rules & Other Regulatory Amendments to Further Enhance the Efficiency of the Capital Market.

Frequently Asked Questions On The Requirements Of The Registration Of Shariah Advisers Guidelines

Frequently-Asked Questions On Revised Guidelines On Private Retirement Schemes

Frequently-Asked Questions (FAQs) on Guidelines on Principal Advisers for Corporate Proposals

Frequently-Asked Questions Principal Adviser Guidelines

These Guidelines on the Registration of Venture Capital and Private Equity Corporations and Management Corporations (Guidelines) are issued by the Securities Commission Malaysia (SC) under section 377 of the Capital Markets and Services Act 2007 (CMSA) read together with section 76 of the CMSA.

Frequently-Asked Questions Guidelines On Compliance Function For Fund Management Companies

Guidelines on Due Diligence Conduct for Corporate Proposals (1 February 2008)

Frequently-Asked Questions On Revised Guidelines On Online Transactions And Activities In Relation To Unit Trusts

Frequently Asked Questions On The Expedited Authorisation Process For Non-Complex Unit Trust Funds And Prospectus Without Expiry Period (Enhanced Cis Framework)

Frequently Asked Questions on the ASEAN CIS Framework

Frequently Asked Questions Guidelines on Sustainable and Responsible Investment Funds

Guidelines for Islamic Real Estate Investment Trusts Frequently Asked Questions

Frequently Asked Questions Practice Note On Stamp Duty Exemption

Frequently Asked Questions Practice Note on Exemption from Stamp Duty and Real Property Gains Tax

Guidelines For The Employment Of Non-Malaysian Citizens In The Securities And Futures Industries Frequently-Asked-Questions

Prospectus Guidelines – Enhanced Financial Disclosure Requirements (1 February 2008)

Frequently Asked Questions – Over-Allotment Option And Price Stabilization Mechanism

Capital Market Director Programme FAQ

Frequently Asked Questions On Capital Market Services Act 2007

The following frequently-asked questions (FAQs) cover key areas relating to the amendments to the securities laws.

Frequently-Asked Questions On Guidelines On Compliance Function For Fund Management Companies.

The following frequently-asked questions (FAQs) cover key areas relating to the amendments to the securities laws. These amendments were passed by Parliament in April 2012 and came into effect on 28 December 2012.

Guidelines on the Offering of Equity and Equity-Linked Securities and Guidelines on the Offering of Equity and Equity-Linked Securities for the MESDAQ Market (1 February 2008)

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