Securities Commission Malaysia

6 January 2021

The Guidelines on Recognized Markets (Guidelines) are issued by the Securities Commission Malaysia (SC) pursuant to section 377 of the Capital Markets and Services Act 2007 (CMSA) read together with subdivision 4, division 2 of Part II CMSA.

24 December 2020

Circular on Further Flexibilities to Capital Markets Services Licence Holders and Registered Persons

Updates to the Circular on Further Flexibilities to Capital Markets Services Licence Holders and Registered Persons dated 16 April 2020 (relating to corporate bonds and sukuk)

23 December 2020

Equity Guidelines

The Equity Guidelines are issued under section 377 of the CMSA and applied by the SC in considering the following proposals under section 212 of the CMSA

23 December 2020

Prospectus Guidelines

The Prospectus Guidelines is issued by the SC under section 377 of the Capital Markets and Services Act 2007 (CMSA). These Guidelines set out the additional disclosure requirements to be disclosed in a prospectus pursuant to section 235(1)(f) of the CMSA, and information to be disclosed in an abridged prospectus pursuant to section 237(2) of the CMSA.

23 December 2020

Technical Note No.2/2020

Clarification on Requirement to Deposit for Inspection a Copy of Material Contract or Document Referred to in the Prospectus Under Subsection 233(3)(b) of the Capital Markets and Services Act 2007 (CMSA)

12 November 2020

Guidelines on Unit Trust Funds

The Guidelines on Unit Trust Funds (Guidelines) is issued by the SC, pursuant to section 377 of the Capital Markets and Services Act 2007 (CMSA). These Guidelines set out the requirements to be complied with by any person seeking authorisation under the CMSA to make available, offer for subscription or purchase, or issue an invitation to subscribe for or purchase a unit trust fund.

12 November 2020

Guidelines on Unit Trust Funds

The Guidelines on Unit Trust Funds (Guidelines) is issued by the SC, pursuant to section 377 of the Capital Markets and Services Act 2007 (CMSA). These Guidelines set out the requirements to be complied with by any person seeking authorisation under the CMSA to make available, offer for subscription or purchase, or issue an invitation to subscribe for or purchase a unit trust fund.

12 November 2020

Guidelines on Unlisted Capital Market Products under the Lodge and Launch Framework

The Guidelines on Unlisted Capital Market Products under the Lodge and Launch Framework (Guidelines) is issued by the Securities Commission Malaysia (SC) pursuant to section 377 of the Capital Markets and Services Act 2007 (CMSA).

11 November 2020

Public Consultation Paper No. 1/2020 - Proposed Amendments to Guidelines on Unit Trust Funds and Consequential Amendments to Guidelines on Exchange-Traded Funds and Guidelines on Private Retirement Schemes

The Securities Commission Malaysia (SC) invites your written comments in this public consultation paper. Comments are due by 10 January 2021 and will only be received when submitted at this link - http://www.sc.com.my/survey-cp01-2020

11 November 2020

Equity Guidelines

The Equity Guidelines are issued under section 377 of the Capital Markets and Services Act 2007 (CMSA) and applied by the SC in considering the following proposals under section 212 of the CMSA - (a) Issues and offerings of equity securities; (b) Listings of corporations and quotations of securities on the Main Market; and (c) Proposals which result in a significant change in the business direction or policy of corporations listed on the Main Market.