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Digital Initiatives
  • Digital Investment Management (DIM)
    DIM is a fund management business incorporating innovative technologies to offer automated discretionary portfolio management services to investors. 
    Key regulations for DIM can be found in the Licensing Handbook and Guidelines for Compliance Function for Fund Management Companies, in addition to other relevant regulations and guidelines.
    Key Fund Management Activities
    Understand Investor Needs
    • Gather investor information
    • Understand needs & preference
    • Assess risk-tolerance
    Propose Solution
    • Select asset allocation
    • Select securities forming investment portfolio
    • Generate proposals
    Implement Solutions
    • Select asset allocation
    • Select securities forming investment portfolio
    • Generate proposals
    Monitor Results & Adjust Strategy
    • Periodic performance review
    • Dashboards, status-alerts
    • Rebalancing of portfolio
    A DIM company aims to replicate many of the key activities performed by traditional fund managers through online access
    Get to know our licensed DIM Intermediaries HERE
  • Equity Crowdfunding (ECF)
    ECF is a form of fundraising that allows start-ups or other smaller enterprises to obtain capital through small equity investments using online platforms to publicise and facilitate such offers to a crowd of investors.

    Funding obtained from ECF can be described as `patient capital’ where investors take equity stakes in new companies and are expected to maintain that stake in a long-term manner. The low minimum investment threshold is also meant to attract participation from first-time investors who may choose this type of investment as their first asset class due to having a passion or interest in a particular business or venture.

    Key regulation for ECF operators can be found in in the Guidelines on Recognized Markets, in addition to other relevant regulations and guidelines. 

    Get to know our registered ECF platform operators in Malaysia HERE.
  • Peer-to-Peer (P2P) Financing
    P2P financing is a form of digital innovation that broadens the ability of businesses to obtain financing from a pool of investors via an online platform. Similar to a loan, P2P financing investors provide capital in return for interest payment and repayment of the capital. The SC regulates P2P financing platform operators by registering them as Recognised Market Operators.

    Key regulation for P2P financing operators can be found in the Guidelines on Recognized Markets, in addition to other relevant regulations and guidelines. 

    Get to know our registered P2P financing platform operators in Malaysia HERE.
  • Digital Asset Exchange (DAX)
    A digital asset exchange (DAX) is an electronic platform that facilitate the trading of digital assets. DAX platforms allows investors to trade permitted digital asset such as Bitcoin (BTC), Ether (ETH), Ripple (XRP), Litecoin (LTC) and Bitcoin Cash (BCH).

    In order to implement the regulatory framework on digital assets, the SC and Bank Negara Malaysia (BNM) entered into coordination arrangements to ensure compliance with laws and regulations under the purview of both regulators.

    Key regulation for DAX operators can be found in the Guidelines for Recognized Market, in addition to other relevant regulations and guidelines.

    Find out more about the list of registered digital asset exchanges HERE.

    Frequently-Asked Questions on Digital Asset Exchange HERE.
  • Initial Exchange Offering (IEO)
    Initial Exchange Offerings (IEOs) are an alternative channel for fundraising for innovative businesses through an offering of digital tokens, which can only be conducted via an IEO platform. In 2020 the SC has released the Guidelines on Digital Assets (Guidelines) that outlines the framework for fundraising through a digital token offering, and the regulatory requirements for registering and operating an IEO platform. 

    Under the Guidelines, IEO platform operators will be required to assess and conduct the necessary due diligence on the issuer, review the issuer’s proposal and the disclosures in the whitepaper, and assess the issuer’s ability to comply with the requirements within the relevant Guidelines, before helping facilitate the offering.

    The registered IEO operators will provide an alternative avenue for eligible companies to raise funds via the issuance of digital tokens in Malaysia. An issuer may raise funds up to RM100 million from retail, sophisticated, as well as angel investors, subject to the investment limits provided in the SC’s Guidelines on Digital Assets.

    Key regulation for IEO operators can be found in the Guidelines on Digital Assets , in addition to other relevant regulations and guidelines.

    Find out more about the list of registered Initial Exchange Offering (IEO) HERE.
  • Digital Asset Custody (DAC)
    While IEO enables companies to raise funds via the issuance of digital tokens in Malaysia, Digital Asset Custodians (DAC) allow companies to be custodians for digital assets to ensure the protection of investors’ funds from being stolen or misappropriated during a fundraising exercise.

    Digital Asset Custodians (DACs) provide custody services for digital assets, playing an important role within the digital asset ecosystem of the Malaysian capital market to safeguard the digital assets of investors.

    Key regulation for digital asset custodians can be found in the Guidelines on Digital Assets, in addition to other relevant regulations and guidelines. Application and queries related to DAC can be directed to [email protected].
  • E-Services
    E-Services platforms are online platforms that provide additional investment channels for investors via the partnership formed between e-payment, e-wallet and e-commerce providers with Capital Markets Services License holders to distribute capital market products. Following the amendment to the SC’s Guidelines on Recognized Markets on “e-Services platform”, the chapter details the registration requirements and ongoing obligations for e-service providers.

    E-wallets or e-payment operators which are currently subject to the oversight of another sectoral regulator will be required to obtain the prior approval from the said regulator before submitting their application to the SC.

    Key regulation for E-services operators can be found in the Guidelines on Recognized Markets, in addition to other relevant regulations and guidelines.

    Find out more about the list of registered E-Services HERE. 

REGULATED FINTECH PLAYERS

Licensed Fintech Operators
Digital Investment Manager (DIM) Digital Broker Online Distributor
  1. Akru Now Sdn Bhd
  2. BH Global Fintech Solutions Sdn Bhd
  3. GAX MD Sdn Bhd
  4. Raiz Malaysia Sdn Bhd
  5. StashAway Malaysia Sdn Bhd
  6. UOB Asset Management (Malaysia) Bhd
  7. Wahed Technologies Sdn Bhd
  8. Kenanga Investment Bank Bhd (KIBB)

1. Rakuten Trade Sdn. Bhd.

2. iFAST Capital Sdn Bhd

1. iFAST Capital Sdn Bhd
Recognised Market Operators (RMO)
General Equity Crowdfunding (ECF) Peer-to-Peer Financing (P2P) Digital Asset Exchange (DAX) E-Services Initial Exhange Offering (IEO)
  1. Bursa Malaysia Bonds Sdn Bhd
  2. Bay Supply Chain Technology Sdn Bhd
  3. Citibank Berhad
  4. IXdot Sdn Bhd 
  1. Ata Plus Sdn Bhd
  2. IPivot Sdn Bhd (formerly known as Crowdplus Sdn Bhd)
  3. Crowdo Malaysia Sdn Bhd
  4. Ethis Ventures Sdn Bhd
  5. Eureeca SEA Sdn Bhd
  6. FBM Crowdtech Sdn Bhd
  7. Fundnel Technologies Sdn Bhd
  8. Leet Capital Sdn Bhd
  9. MyStartr Sdn Bhd
  10. Pitch Platforms Sdn Bhd
  1. B2B Finpal Sdn Bhd
  2. Bay Smart Capital Ventures Sdn Bhd
  3. Capsphere Services Sdn Bhd
  4. Crowd Sense Sdn Bhd
  5. P2P Nusa Kapital Sdn Bhd
  6. FBM Crowdtech Sdn Bhd
  7. MicroLEAP PLT
  8. Modalku Ventures Sdn Bhd
  9. Moneysave (M) Sdn Bhd
  10. Peoplender Sdn Bhd
  11. QuicKash Malaysia Sdn Bhd
  1. Luno Malaysia Sdn Bhd
  2. MX Global Sdn Bhd
  3. SINEGY Technologies (M) Sdn Bhd
  4. Tokenize Technology (M) Sdn Bhd
  1. TNG Digital Sdn Bhd
  2. Versa Asia Sdn Bhd

 
  1. Kapital DX Sdn Bhd
  2. Pitch Platforms Sdn Bhd
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about the SC
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General Email: [email protected]
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