Enforcement
ENFORCEMENT ACTIVITIES
2015
2016
2017
2018
Cases referred to Enforcement
22272016
Investigations initiated (no. of cases)
101386
Investigations completed (no. of cases)
13101012
Persons charged in criminal proceedings
1717108
Criminal charges laid
220613914
Persons against whom civil actions initiated
5220-
Person involved in regulatory settlements
6273
Administrative actions
41373280

ENFORCEMENT ACTIVITIES

2020

2021

2022

2023
(Jan – Dec)

Cases referred for Enforcement

26

36

29

41

Investigations initiated (no. of cases)

17

20

13

19

Investigations completed (no. of cases)

27

12

10

13

Persons charged in criminal proceedings

5

7

6

2

Criminal charges laid

10

10

47

12

No. of individuals/entities involved in criminal forfeiture applications

-

2

-

-

No. of criminal forfeiture applications

-

1

-

-

Outcome of successful criminal proceedings

5

3

10

5

Persons against whom civil actions initiated

14

10

5

4

Outcome of successful civil actions

5

14

8

5

Person involved in regulatory settlements

18

10

6

6

Compound imposed

4

-

6

2

Administrative actions

45

136

118

140

Civil actions

- - - 2
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about the SC
The Securities Commission Malaysia (SC) was established on 1 March 1993 under the Securities Commission Act 1993 (SCA). We are a self-funded statutory body entrusted with the responsibility to regulate and develop the Malaysian capital market.

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