Enforcement
ENFORCEMENT ACTIVITIES
2015
2016
2017
2018
Cases referred to Enforcement
22272016
Investigations initiated (no. of cases)
101386
Investigations completed (no. of cases)
13101012
Persons charged in criminal proceedings
1717108
Criminal charges laid
220613914
Persons against whom civil actions initiated
5220-
Person involved in regulatory settlements
6273
Administrative actions
41373280

ENFORCEMENT ACTIVITIES

2019

2020

2021

2022
(Jan. – Sept.)

Cases referred for Enforcement

15

26

36

27

Investigations initiated (no. of cases)

15

17

20

9

Investigations completed (no. of cases)

11

27

12

8

Persons charged in criminal proceedings

1

5

7

2

Criminal charges laid

5

10

10

28

No. of individuals/entities involved in criminal forfeiture applications

-

-

2

-

No. of criminal forfeiture applications

-

-

1

-

Outcome of successful criminal proceedings

16

5

3

4

Persons against whom civil actions initiated

8

14

10

-

Outcome of successful civil actions

11

5

14

6

Person involved in regulatory settlements

16

18

10

3

Compound offered

1

4

-

5

Administrative actions

99

45

136

79

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about the SC
The Securities Commission Malaysia (SC) was established on 1 March 1993 under the Securities Commission Act 1993 (SCA). We are a self-funded statutory body entrusted with the responsibility to regulate and develop the Malaysian capital market.

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