Principal Adviser Guidelines (Guidelines disapplied from 1 January 2021)
These Guidelines have been replaced by the Guidelines on Submission of Corporate and Capital Market Product Proposals and the Licensing Handbook. For definitions of Principal Adviser and Recognised Principal Adviser and their eligibility requirements, please refer to Chapter 7A of the Licensing Handbook.
The Securities Commission Malaysia (SC) was established on 1 March 1993 under the Securities Commission Act 1993 (SCA). We are a self-funded statutory body entrusted with the responsibility to regulate and develop the Malaysian capital market.
