Applications |
Equities |
Corporate Bonds and Sukuk |
Total |
---|---|---|---|
Balance brought forward from Q4 2022 |
7 |
- |
7 |
Add: Applications received/lodged in Q1 2023 |
5 |
14 |
19 |
Total applications |
12 |
14 |
26 |
Less: Applications considered/lodged in Q1 2023 |
(3) |
(14) |
(17) |
Less: Applications withdrawn in Q1 2023 |
(1) |
- |
(1) |
Balance carried forward to Q2 2023 |
8 |
- |
8 |
Type of Applications |
Considered |
Withdrawn | Lodged | Total | ||
---|---|---|---|---|---|---|
Approved |
Not Approved |
Returned |
||||
IPO – Main Market |
- |
- |
- |
- |
- |
- |
Acquisition, reverse take-overs and back- door listings |
- |
- |
- |
- |
- |
- |
Transfer from ACE Market to Main Market |
3 |
- |
- |
1 |
- |
4 |
Corporate bonds and sukuk |
- |
- |
- |
- |
14 |
14 |
TOTAL |
3 |
- |
- |
1 |
14 |
18 |
Total Substantive Applications Considered | Approved |
Lapsed | Rejected | Processing Time | Time Charter |
|
---|---|---|---|---|---|---|
3 | 3 |
- | - | 4 - 5 monts | Within |
Exceed |
100% | - |
Type of Applications |
No. of Applications Approved/Lodged |
||
---|---|---|---|
Q1 2023 |
Q4 2022 |
Q1 2022 |
|
IPO – Main Market |
- |
4 |
1 |
Acquisition, reverse take-overs and back-door listings |
- |
1 |
- |
Transfers from ACE Market to Main Market |
3 |
3 |
1 |
Secondary listing on Main Market |
- |
- |
1 |
Corporate bonds and sukuk |
14 |
19 |
13 |
TOTAL |
17 |
27 |
14 |
Type of Applications |
Q1 2022 |
Q4 2021 |
Q1 2021 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional bonds |
4 |
3,586.50 |
6 |
2,564.48 |
3 |
1,030.00 |
Sukuk |
10 |
27,080.00 |
11 |
79,700.00 |
9 |
24,149.00 |
Combination(1) |
- |
- |
2 |
20,000.00 |
- |
- |
Total |
14 |
30,666.50 |
19 |
102,264.48 |
12 |
25,179.00 |
Type of Applications |
Q1 2023 |
Q4 2022 |
Q1 2022 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional bonds |
- |
- |
- |
- |
1 | 3,000.00 |
Sukuk |
- |
- |
- |
- |
- |
- |
Combination(1) |
- |
- |
- |
- |
- |
- |
Total |
- |
- |
- |
- |
1 |
3,000.00 |
Type |
Number of Submissions Considered |
||
---|---|---|---|
Q1 2023 |
Q4 2022 |
Q1 2022 |
|
Clearance of offer/scheme documents1 |
2 |
8 |
4 |
|
1 |
8 |
2 |
Total offer/scheme value | RM0.75b |
RM1.13b |
RM0.24b |
Clearance of independent advice circulars |
1 |
12 |
4 |
|
1 |
9 |
4 |
Clearance of circulars for whitewash exemption# | - | 1 | - |
Applications for exemption from mandatory offer obligation |
4 |
1 |
4 |
|
|
|
|
Other applications2 |
2 |
3 |
7 |
TOTAL APPLICATIONS CONSIDERED |
9 |
25 |
19 |
Type |
Number of Applications Approved |
||
---|---|---|---|
Q1 2023 |
Q4 2022 |
Q1 2022 |
|
Establishment of new collective investment schemes |
5 |
9 |
9 |
Establishment of retirement funds |
0 |
1 |
3 |
Exemption/variation from Guidelines(1) |
1 |
1 |
0 |
Other applications |
42 |
7 |
13 |
Total |
10 |
18 |
25 |
New licence application | Brought forward from Q2 2022 |
Received |
Withdrawn |
Returned |
Considered / Pending Consideration |
Approved |
Rejected |
Pending |
---|---|---|---|---|---|---|---|---|
Representative |
18 |
232 |
2 |
9 |
272 |
226 |
- |
46 |
Corporation |
51 |
- |
- |
1 |
17 | 5 |
- |
12 |
TOTAL |
69 |
232 |
2 |
10 |
289 |
231 |
- |
58 |
New licence application | Within time charter |
Exceeds time charter |
Subtotal |
Exception1 |
Total approved |
||
---|---|---|---|---|---|---|---|
Total |
% |
Total |
% |
Total |
|||
Representative |
225 |
100 |
0 |
0 |
225 |
1 |
226 |
Corporation |
5 |
100 |
0 |
0 |
5 |
0 |
5 |
TOTAL |
230 |
100 |
0 |
0 |
230 |
1 |
231 |