| No | Nature of Breach | Parties Involved | Brief Description of Breach | Action Taken | Date of Action |
|---|---|---|---|---|---|
| 1 | Breach the AOB’s recognition condition imposed under Section 31O(3) of the Securities Commission Malaysia Act 1993 | RT LLP | a) RT LLP failed to comply with a Notice issued under Section 152 of the Securities Commission Malaysia Act 1993 | Recognition of RT LLP with AOB withdrawn | 26 September 2018 |
| 2 | Breach the AOB’s recognition condition imposed under Section 31O(3) of the Securities Commission Malaysia Act 1993 | Su Chun Keat of RT LLP | a) Su Chun Keat failed to comply with a Notice issued under Section 152 of the Securities Commission Malaysia Act 1993 | Recognition of Su Chun Keat with AOB withdrawn | 26 September 2018 |
