Cadangan Carian
1. Memorandum Persefahaman Pelbagai Hala IOSCO (IOSCO MMoU)
SC telah menandatangani Memorandum Persefahaman Pelbagai Hala IOSCO (IOSCO MMoU) sejak 2007. Penyelarasan yang kukuh dengan pengawal selia antarabangsa melalui jaringan perkongsian maklumat global ini telah memperkasa keupayaan penguatkuasaan SC dalam menangani salah laku pasaran rentas sempadan. Senarai penandatangan MMoU IOSCO boleh diperolehi di sini.
2. IOSCO Administrative Arrangement Privacy Notice
This privacy notice explains how the SC handles personal data received through international transfers from the European Economic Area (EEA) securities regulators. The SC is a signatory to the IOSCO Administrative Arrangement that sets out the safeguards for the transfer of personal data between EEA and non-EEA securities regulators.
3. Arahan Pengurus Dana Pelaburan Alternatif Kesatuan Eropah (AIFMD) mengenai Pengawasan terhadap Penawaran Dana Pelaburan Alternatif Rentas Sempadan
SC telah menandatangani beberapa siri Memorandum Persefahaman dengan pengawal selia sekuriti dari Kesatuan Eropah untuk bekerjasama dalam pengawasan penawaran dana pelaburan alternatif rentas sempadan.
4. Memorandum Persefahaman
SC telah memeterai Memorandum Persefahaman dengan rakan-rakan kawal selia kami mengenai bantuan bersama, kerjasama rentas sempadan dan pertukaran maklumat bagi tujuan penguatkuasaan / pengawasan dan mendapatkan pematuhan terhadap undang-undang dan peraturan masing-masing.
| No | Country | Regulator | Date |
|---|---|---|---|
| 1. | Argentina |
Comision Nacional de Valores of Argentina |
21 May 1998 |
| 2. | Australia |
Australian Securities and Investments Commission |
8 July 1998 |
| 3. | Bosnia and Herzegovina |
Securities Commission of the Federation of Bosnia and Herzegovina |
17 October 2003 |
| 4. | Brazil |
Comissao de Valores Mobiliarios of Brazil |
7 November 1997 |
| 5. | Brunei |
Autoriti Monetari Brunei Darussalam |
29 October 2013 |
| 6. | Chile |
Superintendencia de Valores y Seguros of Chile |
26 May 1998 |
| 7. | China |
Ministry of Finance |
20 August 2018 |
| 8. | China Securities Regulatory Commission |
18 April 1997 |
|
| 9. | Dubai |
Dubai Financial Services Authority |
15 Aug 2006 |
| 10. | France |
Commission des Operations de Bourse of France |
13 September 1999 |
| 11. | Hong Kong |
Securities Futures Commission of Hong Kong |
22 February 1994 |
| 12. | India |
Securities and Exchange Board of India |
14 May 2001 |
| 13. | Indonesia |
Badan Pengawas Pasar Modal & Lembaga Keuangan (BAPEPAMLK) Indonesia |
12 January 1994 |
| 14. | Iran |
Securities and Exchange Organisation of Iran |
19 May 2007 |
| 15. | Ireland |
Central Bank of Ireland |
4 November 2011 |
| 16. | Italy |
Commissione Nazionale per le Societa e la Borsa, Italy |
17 October 2003 |
| 17. | Jordan |
Jordan Securities Commission |
31 October 2002 |
| 18. | Kenya |
Capital Markets Authority |
9 June 1997 |
| 19. | Korea |
Financial Supervisory Commission of Korea |
17 March 2004 |
| 20. | Luxembourg |
Commission de Surveillance du Secteur Financier |
29 January 2010 |
| 21. | New Zealand |
New Zealand Securities Commission |
20 February 2004 |
| 22. | Nigeria |
Securities and Exchange Commission of Nigeria |
15 November 2007 |
| 23. | Oman |
Capital Market Authority of the Sultanate of Oman |
17 October 2003 |
| 24. | Poland |
Polish Securities and Exchange Commission |
26 June 2001 |
| 25. | Portugal |
Portuguese Comissao do Mercado de Valores Mobiliarios |
19 May 2004 |
| 26. | Qatar |
Qatar Financial Markets Authority (QFMA) |
3 December 2010 |
| 27. | Sri Lanka |
Securities and Exchange Commission of Sri Lanka |
4 February 2002 |
| 28. | South Africa |
Financial Services Board |
31 Oct 1997 |
| 29. | Taiwan |
Securities and Futures Commission of Taiwan |
7 November 1997 |
| 30. | Thailand |
Securities Exchange Commission |
4 April 1994 |
| 31. | Agricultural Futures Trading Commission Thailand |
27 May 2011 |
|
| 32. | Turkey |
Capital Markets Board of Turkey |
20 April 2010 |
| 33. | United Arab Emirates |
Emirates Securities and Commodities Authority of the United Arab Emirates |
18 March 2005 |
| 34. | Vietnam |
State Securities Commission of Vietnam |
27 February 2007 |
Setakat November 2018
Innovation Cooperation Agreements |
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|---|---|---|---|
| No | Country | Regulator | Date |
| 1. | Australia |
Australian Securities and Investments Commission |
27 June 2017 |
| 2. | Hong Kong |
Securities and Futures Commission of Hong Kong |
14 September 2017 |
| 3. | Singapore |
Monetary Authority of Singapore |
14 September 2017 |
| 4. | Sweden |
Finansinspektionen Sweden |
25 June 2018 |
| 5. | United Arab Emirates |
Abu Dhabi Global Market Financial Services Regulatory Authority |
20 October 2017 |
| 6. | United Arab Emirates |
Dubai Financial Services Authority |
7 September 2017 |
Setakat November 2018
