Administrative Actions in 2006

No	Nature of Offence	Offender(s)	Facts of Case	Action taken
WARNINGS ISSUED
1.	Involved in the operations of a futures market	Yap Bee Sim	Yap was involved in the operations of a futures market without a licence through Omni Alliance Sdn Bhd.	Warning letters were issued on 23 March 2006.

Note: All administrative actions taken by the Securities Commission are subject to the aggrieved person’s right to appeal to the Commission for a review of the decision under section 146 of the Securities Commission Act 1993 or section 364 of the Capital Markets & Services Act 2007 within 30 days of the decision at first instance.

about the SC

The Securities Commission Malaysia (SC) was established on 1 March 1993 under the Securities Commission Act 1993 (SCA). We are a self-funded statutory body entrusted with the responsibility to regulate and develop the Malaysian capital market.

General Line: +603-6204 8000
General Email: [email protected]