Cases Compounded In 2000
No. Nature of Offence Offender(s) Facts of Case Date Charged

1.

Fima Asset Management Sdn Bhd

Section 18(2) SIA

4 February 2000

SC compounded the offence committed by Firma Asset Management Sdn Bhd for RM20,000.

2.

Normandy Advisory Services Sdn Bhd

Section 14 SIA

4 February 2000

SC compounded the offence committed by Normandy Advisory Services Sdn Bhd for RM50,000.

3.

Dato’ Franky Chua Goon Eng

Section 32B(1)(a)(aa) SCA

20 June 2000

SC compounded the offence committed by Dato’ Franky Chua Goon Eng for RM300,000.
As a result of the compound the charge was withdrawn.

4.

Dato’ Roger Chan Wan Chung (DNP Holdings Bhd)

Section 32(6) and 32B(1)(a)(bb) SCA

28 June 2000

SC compounded the offence under section 32B(1)(a)(aa) SCA committed by Dato’ Roger Chan Wan Chung (DNP Holdings Bhd) for RM150,000. SC further compounded the offence under section 32(6) SCA committed by Dato’ Roger for RM50,000.

5.

Malaysian International Merchant Bankers Bhd

Section 32B(1)(b)(bb) SCA

28 June 2000

SC compounded the offence committed by Malaysian International Merchant Bankers Bhd for RM300,000.
As a result of the compound the charge was withdrawn.

6.

Ooi Gaik Imm

Section 13 SIA

11 July 2000

SC compounded the offence committed by Ooi Gaik Imm for RM25,000.

7.

Phileo Allied Securities Sdn Bhd

Section 21(2) SIA read together with Section 109 of the Penal Code

11 July 2000

SC compounded the offence committed by Phileo Allied Securities Sdn Bhd for RM50,000.

8.

Market Pulse Sdn Bhd

Section 18(2) SIA

30 August 2000

SC compounded the offence committed by Market Pulse Sdn Bhd for RM20,000.

9.

Premier Capital Management Sdn Bhd

Section 18(2) SIA

30 August 2000

SC compounded the offence committed by Premier Capital Management Sdn Bhd for RM20,000.

10.

SJ Securities Sdn Bhd

Section 44 SIA

30 August 2000

SC compounded the offence committed by SJ Securities Sdn Bhd for RM60,000.

11.

Capitalcorp Securities Sdn Bhd

Section 44 SIA

30 August 2000

SC compounded the offence committed by Capitalcorp Securities Sdn Bhd for RM80,000.

12.

Innosabah Securities Sdn Bhd

Section 44 SIA

30 August 2000

SC compounded the offence committed by Innosabah Securities Sdn Bhd RM30,000.

13.

AMMB Asset Management Sdn Bhd

Section 18(2) SIA

13 September 2000

SC compounded the offence committed by AMMB Asset Management Sdn Bhd for RM20,000.

14.

Sime Securities Sdn Bhd

Section 44 SIA

13 September 2000

SC compounded the offence committed by Sime Securities Sdn Bhd for RM30,000.

15.

BHLB Asset Management Sdn Bhd

Section 18(2) SIA

28 September 2000

SC compounded the offence committed by BHLB Asset Management Sdn Bhd for RM30,500.

16.

Konsortium Perkapalan Bhd

  • Mirzan Mahathir

Section 32(6) SCA

11 December 2000

SC compounded the offence committed by Mirzan Mahathir for RM100,000.

  • Loo Hooi Keat

Section 32(6) SCA

11 December 2000

SC compounded the offence committed by Loo Hooi Keat for RM100,000.

17.

Solha Mohd Yusoff

Section 18(2) SIA

19 December 2000

SC compounded the offence committed by Solha Mohd Yusoff for RM20,000.

18.

Zyed Al Sadat Abdul Hassan @ Abdul Mohsein

Section 15A(1) SIA

11 October 2000

SC compounded the offence committed by Zyed Al Sadat Abdul Hassan @ Abdul Mohsein for RM60,000.

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