| No. | Nature of Offence | Offender(s) | Facts of Case | Date Charged |
|---|---|---|---|---|
1. |
Fima Asset Management Sdn Bhd |
Section 18(2) SIA |
4 February 2000 |
SC compounded the offence committed by Firma Asset Management Sdn Bhd for RM20,000. |
| 2. | Normandy Advisory Services Sdn Bhd |
Section 14 SIA |
4 February 2000 |
SC compounded the offence committed by Normandy Advisory Services Sdn Bhd for RM50,000. |
| 3. | Dato’ Franky Chua Goon Eng |
Section 32B(1)(a)(aa) SCA |
20 June 2000 |
SC compounded the offence committed by Dato’ Franky Chua Goon Eng for RM300,000. |
| 4. | Dato’ Roger Chan Wan Chung (DNP Holdings Bhd) |
Section 32(6) and 32B(1)(a)(bb) SCA |
28 June 2000 |
SC compounded the offence under section 32B(1)(a)(aa) SCA committed by Dato’ Roger Chan Wan Chung (DNP Holdings Bhd) for RM150,000. SC further compounded the offence under section 32(6) SCA committed by Dato’ Roger for RM50,000. |
| 5. | Malaysian International Merchant Bankers Bhd |
Section 32B(1)(b)(bb) SCA |
28 June 2000 |
SC compounded the offence committed by Malaysian International Merchant Bankers Bhd for RM300,000. |
| 6. | Ooi Gaik Imm |
Section 13 SIA |
11 July 2000 |
SC compounded the offence committed by Ooi Gaik Imm for RM25,000. |
| 7. | Phileo Allied Securities Sdn Bhd |
Section 21(2) SIA read together with Section 109 of the Penal Code |
11 July 2000 |
SC compounded the offence committed by Phileo Allied Securities Sdn Bhd for RM50,000. |
| 8. | Market Pulse Sdn Bhd |
Section 18(2) SIA |
30 August 2000 |
SC compounded the offence committed by Market Pulse Sdn Bhd for RM20,000. |
| 9. | Premier Capital Management Sdn Bhd |
Section 18(2) SIA |
30 August 2000 |
SC compounded the offence committed by Premier Capital Management Sdn Bhd for RM20,000. |
| 10. | SJ Securities Sdn Bhd |
Section 44 SIA |
30 August 2000 |
SC compounded the offence committed by SJ Securities Sdn Bhd for RM60,000. |
| 11. | Capitalcorp Securities Sdn Bhd |
Section 44 SIA |
30 August 2000 |
SC compounded the offence committed by Capitalcorp Securities Sdn Bhd for RM80,000. |
| 12. | Innosabah Securities Sdn Bhd |
Section 44 SIA |
30 August 2000 |
SC compounded the offence committed by Innosabah Securities Sdn Bhd RM30,000. |
| 13. | AMMB Asset Management Sdn Bhd |
Section 18(2) SIA |
13 September 2000 |
SC compounded the offence committed by AMMB Asset Management Sdn Bhd for RM20,000. |
| 14. | Sime Securities Sdn Bhd |
Section 44 SIA |
13 September 2000 |
SC compounded the offence committed by Sime Securities Sdn Bhd for RM30,000. |
| 15. | BHLB Asset Management Sdn Bhd |
Section 18(2) SIA |
28 September 2000 |
SC compounded the offence committed by BHLB Asset Management Sdn Bhd for RM30,500. |
| 16. | Konsortium Perkapalan Bhd
|
Section 32(6) SCA |
11 December 2000 |
SC compounded the offence committed by Mirzan Mahathir for RM100,000. |
|
Section 32(6) SCA |
11 December 2000 |
SC compounded the offence committed by Loo Hooi Keat for RM100,000. |
|
| 17. | Solha Mohd Yusoff |
Section 18(2) SIA |
19 December 2000 |
SC compounded the offence committed by Solha Mohd Yusoff for RM20,000. |
| 18. | Zyed Al Sadat Abdul Hassan @ Abdul Mohsein |
Section 15A(1) SIA |
11 October 2000 |
SC compounded the offence committed by Zyed Al Sadat Abdul Hassan @ Abdul Mohsein for RM60,000. |
