| No. | Nature of Offence | Offender(s) | Facts of Case | Date Charged |
|---|---|---|---|---|
1. |
Causing false information to be submitted to the SC |
Anwar Yeo Abdullah |
Anwar, Managing Director of PMS Supplier Sdn Bhd, caused false information to be submitted to the SC in connection with the restructuring proposal of Promto Bhd.The false information relates to his declaration that he was never charged with, convicted for or compounded for any offence under securities laws, corporation laws or any other laws involving fraud or dishonesty in a court of law, when in fact he was facing a charge under section 11(c) of the Anti-Corruption Act 1997 at the Labuan Sessions Court when he made the declaration. |
SC compounded the offence committed by Anwar for RM200,000. On 25 September 2006, Anwar paid the compound sum in full.
|
Tan Sri Dato' Ahmad Johan |
Tan Sri Dato’ Ahmad Johan, the Director and Chairman of National Aerospace & Defence Industries Berhad (NADI) and also the Director of Tenaga Kimia Berhad (Tenaga Kimia), caused to be submitted false information to the SC in relation to the listing proposal of NADI and Tenaga Kimia. The false information relates to his declaration that he had not been subject to any inquiry or investigation by any government or regulatory authority or body for the past five years prior to the submission, when in fact, at the time the declaration was made, he knew he was under investigation by the Police. |
SC compounded the offence committed by Tan Sri Dato’ Ahmad Johan for RM200,000. On 20 September 2006, Tan Sri Dato’ Ahmad paid the compound sum in full.
|
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| 2. | Trading in futures contract without a licence |
Teng Chee Keong |
Teng traded in futures contracts on behalf of six clients through Omni Alliance Sdn Bhd (Omni) without a futures broker’s licence. Teng was the Director of Onmi during the material time. |
SC compounded the offence committed by Teng for RM10,000. On 10 April 2006, Teng paid the compound sum in full. |
Koh Chin Heng |
Koh abetted Unique Mega Marketing Sdn Bhd which had traded in futures contracts on another person’s behalf without a futures broker’s licence. |
Koh was charged on 13 October 2005. On 27 November 2006, the SC with the written consent of the Public Prosecutor (“PP”), and pursuant to its powers under section 373(1) of the CMSA issued a compound notice to Koh for RM150,000. On 27 November 2006, the charge against Koh was withdrawn in the KL Sessions Court. On 5 December 2006, Koh paid the compound sum in full.
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Yanto |
Yanto abetted Unique Mega Marketing Sdn Bhd which had traded in futures contracts on another person’s behalf without a futures broker’s licence. |
Yanto was charged on 25 November 2005. On 27 November 2006, the SC with the written consent of the Public Prosecutor (“PP”), and pursuant to its powers under section 373(1) of the CMSA issued a compound notice to Koh for RM150,000. On 27 November 2006, the charge against Yanto was withdrawn in the KL Sessions Court. On 5 and 12 December 2006, Yanto paid the compound sum in full. |
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| 3. | Causing false information to be submitted to the SC |
Goh Kai Tong |
Goh, a director of Hospitech Resources Berhad (Hospitech), caused false information to be submitted to the SC in respect of the listing application of Hospitech to the MESDAQ Market of Bursa Malaysia. |
SC compounded the offence committed by Goh for RM500,000 on 13 September 2006. Between 1 November 2006 to 31 July 2007, Goh paid the compound sum in full. |
