Cases Compounded In 2011
No. Nature of Offence Offender(s) Facts of Case Compound Imposed

Securities not deposited in the name of the beneficial owner [S.25(4) SICDA 1991]

Surinder Kaur Jessy a/p Piara Singh

Surinder allowed Kanesan a/l Veluppillai to use her CDS account at Arab-Malaysian Securities Sdn Bhd (now known as AmInvestment Bank Bhd) to trade in Nexnews Berhad shares for the period between 7 May 2007 and 10 May 2007.

SC compounded the offence committed by Surinder for RM25,000.

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