Cases Compounded In 2011 - Cases Compounded | Securities Commission Malaysia

Cases Compounded In 2011

No.	Nature of Offence	Offender(s)	Facts of Case	Compound Imposed
1.	Securities not deposited in the name of the beneficial owner [S.25(4) SICDA 1991]	Surinder Kaur Jessy a/p Piara Singh	Surinder allowed Kanesan a/l Veluppillai to use her CDS account at Arab-Malaysian Securities Sdn Bhd (now known as AmInvestment Bank Bhd) to trade in Nexnews Berhad shares for the period between 7 May 2007 and 10 May 2007.	SC compounded the offence committed by Surinder for RM25,000.

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The Securities Commission Malaysia (SC) was established on 1 March 1993 under the Securities Commission Act 1993 (SCA). We are a self-funded statutory body entrusted with the responsibility to regulate and develop the Malaysian capital market.

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