| No. | Nature of Offence | Offender(s) | Facts of Case | Compound Imposed |
|---|---|---|---|---|
| 1. | Falsify or cause to be falsified any matter that is entered, recorded or stored in any books in relation to the business of a holder of a Capital Market Services License [S.368(1)(b)(i) CMSA 2007] |
Nor Azlina Binti Mohd Akhir |
Nor Azlina falsified or cause to be falsified contents of two books in relation to the business of Eastspring Investments Berhad, a holder of a Capital Market Services License, between 15 June 2015 and 18 August 2015. |
SC compounded the offence committed by Nor Azlina for RM150,000 |
