Civil Action in 2011 - Civil Actions and Regulatory Settlements

Civil Action in 2011

No.	Breach	Defendants	Brief facts of the case
1.	Carrying on a business of trading in futures contract or fund management	Ahmad Nazmi Bin Mohamed Mohd Shahrul Firdaus Bin Zakaria Mohd Khalid Bin Sujud Fakhrul Arif Bin Ahmad Husni Fakhrul Mukmin Bin Ahmad Husni Fakhrul Razi bin Ahmad Husni Ahmad Fauzi bin Ambran	The Defendants, their agents, their servants have been soliciting monies from the public and perpetrate the fraud and/or scam by using CIMB Futures as a front to invite or entice potential investors to invest funds through them. Attachments: Originating Summons (pdf) Summons in Chambers (ex-parte) (pdf) Affidavit – Plaintiff (pdf)
2.	Submission of false statements and/or information in Prospectus. [s.55 of the SCA] Submission of false information in Annual Report [s.122B of the SIA] Securities Fraud surrounding IPO exercise [s.87 and 87A of the SIA]	Wimems Corporation Berhad – [1st Defendant] Flex-P Industries Berhad – [2nd Defendant] Fong Piau – [3rd Defendant ]	Each of the defendant was involved in: Authorized and/or caused the issue of Wimems Prospectus dated 30 December 2005 which contained False Statements and/or information that was false. Knowingly authorized and/or permitted the making or furnishing of false statements to the SC and/or to Bursa Malaysia in the delaying of securities and/or the affairs of Wimems. Directly or indirectly in connection of purchase or sale of Wimems shares to the general investing public individually or collectively conspired and/or engaged in an act by way of scheme to defraud and/or deceive the investors of Wimems and/or made untrue statement of a material fact including the False Statements in the Prospectus and/or the Annual Report. Attachments: Writ Summons (pdf – 256KB) Statement of Claim (pdf – 2MB)

No.

Breach

Defendants

Brief facts of the case

Carrying on a business of trading in futures contract or fund management

Ahmad Nazmi Bin Mohamed
Mohd Shahrul Firdaus Bin Zakaria
Mohd Khalid Bin Sujud
Fakhrul Arif Bin Ahmad Husni
Fakhrul Mukmin Bin Ahmad Husni
Fakhrul Razi bin Ahmad Husni
Ahmad Fauzi bin Ambran

The Defendants, their agents, their servants have been soliciting monies from the public and perpetrate the fraud and/or scam by using CIMB Futures as a front to invite or entice potential investors to invest funds through them. Attachments:

Submission of false statements and/or information in Prospectus.
[s.55 of the SCA] Submission of false information in Annual Report
[s.122B of the SIA] Securities Fraud surrounding IPO exercise
[s.87 and 87A of the SIA]

Wimems Corporation Berhad – [1st Defendant]
Flex-P Industries Berhad – [2nd Defendant]
Fong Piau – [3rd Defendant ]

Each of the defendant was involved in:
Authorized and/or caused the issue of Wimems Prospectus dated 30 December 2005 which contained False Statements and/or information that was false.

Knowingly authorized and/or permitted the making or furnishing of false statements to the SC and/or to Bursa Malaysia in the delaying of securities and/or the affairs of Wimems.

Directly or indirectly in connection of purchase or sale of Wimems shares to the general investing public individually or collectively conspired and/or engaged in an act by way of scheme to defraud and/or deceive the investors of Wimems and/or made untrue statement of a material fact including the False Statements in the Prospectus and/or the Annual Report.

Attachments: