Register of Recognised Principal Advisers for 2024
No. Principal Advisers Qualified Person
1. Affin Hwang Investment Bank Berhad
(Date of admission: 1 January 2021)

1. Johan bin Hashim

2. Andrew Chou Wei Yew

3. Kenny Yong Ka Onn

4. Choy Yin Seong Stella

5. Tan Ai Peng
2. Alliance Islamic Bank Berhad
(Date of admission: 1 April 2022)
1. Tee Kok Wah
2. Stewart Lau Teng Hua
3. Raihana Binti Souket Ali
4. Wong Kok Hong

3.

AmInvestment Bank Berhad
(Date of admission: 1 January 2021)

1. Tan Keng Lin
2. Saliny Kamaruddin
3. Jason Lam Chi-Wye
4. Sharon Chung Lai Wan
5. Lim Tee Phoi

6. Charlotte Lim Siow Chwee

7. Amanda Leong Lai Yee

4.

CIMB Investment Bank Berhad
(Date of admission: 1 January 2021)

 

1. Low Eng Kiat
2. Alea Leong Sook Ching
3. Kenneth Lee Foo Chong
4. Chia Hong Ping
5. Perry Lye Yip Heng
6. Sandra Giam Phaik Ping
7. Gan Hooi Teng
8. Wang Ken-Ree 
9. Tan Pei Ling

5.

Hong Leong Investment Bank Berhad
(Date of admission: 1 January 2021)

1. Phang Li Yen
2. Phang Siew Loong

3. Shim Choon Lim

4. Teh Siok Ling

5. Leong Siew Yean

6. Ngo Ee Woei

7. Lee Pui Yun

6.

Inter-Pacific Securities Sdn Bhd
(Date of re-admission: 1 November 2023)

1. Anuar Bin Omar

2. Wong Ken Ming

7. KAF Investment Bank Berhad
(Date of admission: 1 January 2021)

1. Rohaizad Ismail

2. Michael Ho Kay Leong
3. Ahmad Fazlee Bin Aziz
4. Yap Chin Fatt
5. Hon Kim Teng

8.

Kenanga Investment Bank Berhad
(Date of admission: 1 January 2021)

1. Alvin Ooi Yet Ming
2. Sayed Mazawir Bin Syed Mohamad Mustar

3. Edmund Lau Jun-Zhe

9.

M&A Securities Sdn Bhd
(Date of admission: 1 January 2021)

1. Ting Hua Tai

2. Rachel Ho Seow Leng

3. Wong Weng Leong

4. Laura See Mei Ling 

5. Lee Yoke Wah

6. Poi Jia Huan

7. Chong Hsu-Yeung

8. Lim Yin Jean
10. Malacca Securities Sdn Bhd
(Date of admission: 1 July 2021)
1. Chan Kai Lok 
2. Law Kim Fatt
3. Tan Poh Lin
4. Florence Kek Siew Lian
5. Tan Sin Jiang
6. Kenneth Ong Tsu Wei 

11.

Maybank Investment Bank Berhad
(Date of admission: 1 January 2021)

1. Hidayah Hassan

2. Lin Shueh Fen

3. Suren Raj Nadarajah

4. Clement Lim Wui Hoong

5. Hood Abdul Aziz

6. Cheah Eu Jin

12.

Mercury Securities Sdn Bhd
(Date of admission: 1 January 2021)

1. Lai Ther Wei
2. Eric Chong Soo Keng
3. Tan Tai Kim

4. Yip Kah Weng

13.

MIDF Amanah Investment Bank Berhad
(Date of admission: 1 January 2021)

1. Wan Hung See
2. Lee Ming Wei

3. Josephine Kong Poh Yoke

4. Boh Shi Yun

5. Jasmine Binti Mohd Jamil
6. Hardy Fadzerus Bin Wasli

7. Yong Lee Mei

14.

Public Investment Bank Berhad
(Date of admission: 1 January 2021)

1. Rachel Ong Ly-Shil

2. Lim Jit Suan

3. Kathy Khoo Sin Rong

15.

RHB Investment Bank Berhad
(Date of admission: 1 January 2021)

1. Har Weng Pun
2. Chen Poh Ping
3. Susie Hii King Bing
4. Victor Siew Chun Hooi

5. Stanley Lee Ye Chien @ Lee Chin Chien

6. Enelli Binti Abdul Kadir

16. SJ Securities Sdn Bhd
(Date of admission: 19 September 2022)
1. David Chan Tze Kwang
2. Wong Kah Jun
17.

TA Securities Holdings Berhad
(Date of admission: 1 January 2021)

1. Ku Mun Fong
2. Shum Sze Ling

3. Vivien Hooi Wye Ping

4. Alex Ng Sai Fai

5. Seah Boon Chin

6. Chin Wai King

18.

UOB Kay Hian Securities (M) Sdn Bhd
(Date of admission: 1 January 2021)

1. Tan Meng Kim

2. Nantha Kumar A/L Karuppannan

3. Goh Yao Yen

4. Tan Heng Hooi

5. Gian Fui Shi

6. Kan Yip Wai

7. Loh Tze Kiong
Updated as at 4 March 2024
SC AFFILIATES
RELATED SITES
about the SC
The Securities Commission Malaysia (SC) was established on 1 March 1993 under the Securities Commission Act 1993 (SCA). We are a self-funded statutory body entrusted with the responsibility to regulate and develop the Malaysian capital market.

General Line: +603-6204 8000
General Email: [email protected]
© Copyright Securities Commission Malaysia.  Contact Us   |    Disclaimer   |   The site is best viewed using Microsoft Edge and Google Chrome with minimum resolution of 1280x1024
Ooops!
Generic Popup