Technical Note No. 1/2019 - Clarification on Business Continuity Management Obligations
14 May 2019
Licensed entities and recognised market operators are required to have in place business continuity management as part of their risk management framework pursuant to the Licensing Handbook and Guidelines on Recognized Markets. In this regard, obligations of such entities shall include the following:
  1. having in place a business continuity plan and processes; and
  2. notifying the SC where there is an occurrence of any event which would trigger the activation or execution of the business continuity plan, in such form and manner as may be specified by the SC.
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The Securities Commission Malaysia (SC) was established on 1 March 1993 under the Securities Commission Act 1993 (SCA). We are a self-funded statutory body entrusted with the responsibility to regulate and develop the Malaysian capital market.

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