Applications |
Total |
---|---|
Balance brought forward from Q4 2010 |
7 |
Add: Applications received in Q1 2011 |
35 |
Total applications |
42(1) |
Less: Applications Considered/Withdrawn in Q1 2011 |
(24) |
Balance carried forward to Q2 2011 |
18 |
Type of Applications |
Considered |
Withdrawn | Total | ||
---|---|---|---|---|---|
Approved |
Rejected |
Returned (1) |
|||
Initial Public Offering
|
1 |
– |
1 |
– |
2 |
Reverse Take-Overs and Restructurings |
– |
– |
– |
1 |
1 |
Transfer to Main Market |
– |
– |
– |
– |
– |
Private Debt Securities |
17 |
– |
1 |
– |
18 |
Others(2) |
3 |
– |
– |
– |
3 |
TOTAL |
21 |
– |
2 |
1 |
24 |
Substantive Applications |
Within Time Charter(1) |
Exceed Time Charter(2) |
Total | |||
---|---|---|---|---|---|---|
No. |
% |
No. |
% |
No. | % | |
22 |
96 |
1 |
4 |
23 |
100 |
Type of licence application |
Received |
Withdrawn |
Returned |
Considered |
Approved |
Rejected |
Pending |
---|---|---|---|---|---|---|---|
Representative |
|||||||
New | 266 |
5 |
13 |
248 |
203 |
– |
45 |
Renew | 1,069 |
– |
4 |
1,065 |
1,050 |
– |
15 |
Corporation |
|||||||
New | 9 | – | – | 9 | 3 | – | 6 |
Renew | 46 | 1 | 2 | 43 | 37 | – | 6 |
Individual |
|||||||
New | – |
– |
– |
– |
– |
– |
– |
Renew | – |
– |
– |
– |
– |
– |
– |
Total |
1,390 |
6 |
19 |
1,365 |
1,293 |
– |
72 |
Type of licence application |
Within time charter |
Exceeds time charter |
Subtotal |
Exception |
Total reported |
|||
---|---|---|---|---|---|---|---|---|
Total |
% |
Total |
% |
Total |
% |
|||
Representative |
||||||||
New | 199 | 99.50 | 1 | 0.50 | 200 | 3 | 1.48 | 203 |
Renewal | 1,049 | 99.90 | 1 | 0.10 | 1,050 | 0 | 0 | 1,050 |
Corporation |
||||||||
New | 3 | 0 | 0 | 0 | 3 | 0 | 0 | 3 |
Renewal | 32 | 100 | 0 | 0 | 32 | 5 | 13.51 | 37 |
Individual |
||||||||
New | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
Renewal | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
Total |
1,283 |
99.84 |
2 |
0.16 |
1,285 |
8 |
0.62 |
1,293 |
Type of Proposals |
No. of Corporate Proposals Approved |
||
---|---|---|---|
Q1 2011 |
Q4 2010 |
Q1 2010 |
|
Initial Public Offering
|
1 | 9 | 10 |
Reverse Take-Overs and Restructurings |
– | – | – |
Transfer to Main Market |
– | 2 | 1 |
Private Debt Securities |
17 | 27 | 8 |
Others |
3(1) | 4 | – |
TOTAL |
21 | 42 | 19 |
|
Q1 2011 |
Q4 2010 |
Q1 2010 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional PDS |
9(1) |
5,918.29 |
15(2) |
7,134.97 |
5(3) |
8,586.00 |
Sukuk |
5 |
7,770.00 |
8 |
20,565.00 |
2 |
590.00 |
Combination(4) |
– |
– |
– |
– |
– |
– |
Total |
14 |
13,688.29 |
23 |
27,699.97 |
7 |
9,176.00 |
|
Q1 2011 |
Q4 2010 |
Q1 2010 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional |
– |
– |
1(1) |
176.89 |
– |
– |
Sukuk |
1(1) |
– (2) |
3(1) |
750.00(3) |
1(1) |
450.00 |
Combination(4) |
– |
– |
– |
– |
– |
– |
Total |
1 |
– |
4 |
926.89 |
1 |
450.00 |
|
Q1 2011 |
Q4 2010 |
Q1 2010 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional |
2 |
1,300.00 |
– |
– |
– |
– |
Sukuk |
– |
– |
– |
– |
– |
– |
Combination |
– |
– |
– |
– |
– |
– |
Total |
2 |
1,300.00 |
– |
– |
– |
– |
Type |
Number of Submissions Approved |
||
---|---|---|---|
Q1 2011 |
Q4 2010 |
Q1 2010 |
|
Clearance of offer document |
6 |
11 |
5 |
Application for exemption from mandatory offer obligation |
4 |
6 |
10 |
Others |
28 |
29 |
19 |
Total |
38 |
46 |
34 |
Type |
Number of Submissions Approved |
||
---|---|---|---|
Q1 2011 |
Q4 2010 |
Q1 2010 |
|
Establishment of new funds |
16 |
17 |
24 |
Increase in fund size |
13 |
9 |
16 |
Exemption/variation from Guidelines(1) |
4 |
1 |
4 |
Other applications(2) |
13 |
10 |
13 |
Total |
46 |
37 |
57 |
Type |
Received |
Withdrawn |
Returned |
Considered |
Approved |
Rejected |
Pending |
---|---|---|---|---|---|---|---|
Representative |
247 |
6 |
13 |
228 |
174 |
– |
54 |
Corporation |
8 |
1 |
– |
7 |
– |
– |
7 |
Individual |
– |
– |
– |
– |
– |
– |
– |
Total | 255 |
7 |
13 |
235 |
174 |
– |
61 |
New licence application | Within time charter | Exceeds time charter | Subtotal | Exception | Total approved | |||
---|---|---|---|---|---|---|---|---|
Total |
% |
Total |
% |
Total |
% |
|||
Representative |
173 |
99.43 |
1(3) |
0.57 |
174 |
– |
– |
174 |
Corporation |
– |
– |
– |
– |
– |
– |
– |
– |
Individual |
– |
– |
– |
– |
– |
– |
– |
0 |
Total |
173 |
99.43 |
1 |
0.57 |
174 |
– |
– |
174 |