Applications |
Equities | Corporate Bonds and Sukuk | Total |
---|---|---|---|
Balance brought forward from Q4 2017 |
3 |
1 |
4 |
Add: Applications received in Q1 2018 |
1 |
10 |
11 |
Total applications |
4 |
11 |
15 |
Less: Applications Considered in Q1 2018 |
(1) |
(11) |
(12) |
Less: Applications Withdrawn in Q1 2018 |
(-) |
(-) |
(-) |
Balance carried forward to Q2 2018 |
3 |
– |
3 |
Type of Applications |
Considered |
Withdrawn |
Lodged |
Total |
||
---|---|---|---|---|---|---|
Approved |
Not Approved |
Returned |
||||
Initial Public Offering
|
1 |
– |
– |
– |
– |
1 |
Acquisition, Reverse Take-Overs and Back-Door Listings |
– |
– |
– |
– |
– |
– |
Transfer from ACE Market to Main Market |
– |
– |
– |
– |
– |
– |
Corporate bonds and sukuk |
1 |
– |
– |
– |
10 |
11 |
TOTAL |
2 |
– |
– |
– |
10 |
12 |
Total Substantive Applications Considered
|
Within Time Charter* |
Exceed Time Charter |
||
---|---|---|---|---|
No. |
% |
No. |
% |
|
2 |
2 |
100 |
– |
– |
Table 4: Number of Applications Approved/Lodged
Type of Applications |
No. of Applications Approved/Lodged |
||
---|---|---|---|
Q1 2018 |
Q4 2017 |
Q1 2017 |
|
Initial Public Offerings
|
1 |
2 |
– |
Acquisition, Reverse Take-Overs and Back-Door Listings |
– |
– |
– |
Transfers from ACE Market to Main Market |
– |
– |
1 |
Corporate bonds and sukuk |
11 |
27 |
18 |
TOTAL |
12 |
29 |
19 |
Type |
Q1 2018 |
Q4 2017 |
Q1 2017 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional bonds |
2 |
470.00 |
11 |
42,685.00 |
6 |
7,836.06 |
Sukuk |
8 |
14,135.00 |
16 |
46,975.00 |
10 |
12,250.00 |
Combination(1) |
– |
– |
– |
– |
– |
– |
Total |
10 |
14,605.00 |
27 |
89,660.00 |
16 |
20,086.06 |
Type |
Q1 2018 |
Q4 2017 |
Q1 2017 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional bonds |
– |
– |
– |
– |
– |
– |
Sukuk |
1 |
25,000,00 |
– |
– |
2 |
16,000.00 |
Combination |
– |
– |
– |
– |
– |
– |
Total |
1 |
25,000.00 |
– |
– |
2 |
16,000.00 |
Type |
Q1 2018 |
Q4 2017 |
Q1 2017 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional bonds |
– |
– |
– |
– |
– |
– |
Sukuk |
– |
– |
– |
– |
– |
– |
Combination |
– |
– |
– |
– |
– |
– |
Total |
– |
– |
– |
– |
– |
– |
Type |
Number of Submissions Considered |
||
---|---|---|---|
Q1 2018 |
Q4 2017 |
Q1 2017 |
|
Clearance of offer document(1) |
5 |
11 |
7 |
Clearance of independent advice circular(2) |
8 |
11 |
8 |
Exemption from mandatory offer obligation |
4 |
6 |
4 |
Others(3) |
3 |
9 |
4 |
Total |
20 |
37 |
23 |
iv) Collective Investment Schemes, Private Retirement Schemes & Foreign ASEAN CIS
Table 9: Number of Applications Approved Relating to Unit Trusts, Other Collective Investment Schemes, Private Retirement Schemes and Foreign ASEAN CIS
Type |
Number of Applications Approved |
||
---|---|---|---|
Q1 |
Q4 |
Q1 |
|
Establishment of new collective investment schemes |
11 |
9 |
10 |
Establishment of retirement funds |
0 |
0 |
0 |
Recognition of foreign ASEAN CIS |
0 |
0 |
0 |
Increase in fund size |
2 |
2 |
3 |
Exemption/variation from Guidelines(1) |
8 |
11 |
8 |
Other applications |
10(2) |
8 |
8 |
Total |
31 |
30 |
29 |