Applications | Equities |
Corporate Bonds and Sukuk |
Total |
---|---|---|---|
Balance brought forward from Q1 2020 |
1 |
- | 1 |
Add: Applications received in Q2 2020 |
3 |
13 | 16 |
Total applications |
4 |
13 | 17 |
Less: Applications Considered in Q2 2020 |
(-) |
(13) | (13) |
Less: Applications Withdrawn in Q2 2020 |
(1) |
(-) | (1) |
Balance carried forward to Q3 2020 |
3 |
(-) | 3 |
Type of Applications |
Considered |
Withdrawn | Lodged | Total | ||
---|---|---|---|---|---|---|
Approved |
Not Approved |
Returned |
||||
Initial public offering |
1 |
- |
- |
- |
- |
1 |
Acquisition, Reverse Take-Overs and Back- Door Listings |
- |
- |
- |
- |
- |
- |
Transfer from ACE Market to Main Market |
1 |
- |
- |
- |
- |
1 |
Corporate bonds and sukuk |
- |
- |
- |
- |
12 |
12 |
Others |
- |
- |
- |
- |
- |
- |
TOTAL |
2 |
- |
- |
- |
12 |
14 |
Total Substantive Applications Considered |
Within Time Charter* |
Exceed Time Charter |
||
---|---|---|---|---|
No. |
% |
No. |
% |
|
- |
- |
- |
- |
- |
Type of Applications |
No. of Applications Approved/Lodged |
||
---|---|---|---|
Q2 2020 |
Q1 2020 |
Q2 2019 |
|
Initial public offerings – Main Market |
- |
1 |
2 |
Acquisition, reverse take-overs and back-door listings |
- |
- |
- |
Transfers from ACE Market to Main Market |
- |
1 |
- |
Corporate bonds and sukuk |
13 |
12 |
20 |
TOTAL |
13 |
14 |
22 |
Type of Applications |
Q2 2020 |
Q1 2020 |
Q2 2019 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional bonds |
1 |
2,000.00 |
4 |
4,851.00 |
10 |
11,339.00 |
Sukuk |
10 |
24,150.00 |
7 |
9,900.00 |
8 |
34,071.24 |
Combination(1) |
- |
- |
- |
- |
- |
- |
Total |
11 |
26,150.00 |
11 |
14,751.00 |
18 |
45,410.24 |
Type of Applications |
Q2 2020 |
Q1 2020 |
Q2 2019 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional bonds |
1 |
15,000.00 |
- |
- |
- |
- |
Sukuk |
1 |
25,000.00 |
1 |
25,000.00 |
1 |
400.00 |
Combination |
- |
- |
- |
- |
- |
- |
Total |
2 |
40,000.00 |
1 |
25,000.00 |
1 |
400.00 |
Type of Applications |
Q2 2020 |
Q1 2020 |
Q2 2019 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size (mil) |
No. of issues |
Size (mil) |
No. of issues |
Size (mil) |
|
Conventional bonds |
- |
- |
- |
- |
1 |
500,000.00 |
Sukuk |
- |
- |
- |
- |
- |
- |
Combination |
- |
- |
- |
- |
- |
- |
Total |
- |
- |
- |
- |
1 |
500,000.00 |
Type |
Number of Submissions Considered |
||
---|---|---|---|
Q2 2020 |
Q1 2020 |
Q2 2019 |
|
Clearance of offer document(1) |
3 |
6 |
7 |
Clearance of independent advice circular(2) |
4 |
7 |
7 |
Exemption from mandatory offer obligation |
3 |
1 |
5 |
Others(3) |
3 |
1 |
9 |
Total |
13 |
15 |
28 |
Type |
Number of Applications Approved |
||
---|---|---|---|
Q2 2020 |
Q1 2020 |
Q2 2019 |
|
Establishment of new collective investment schemes |
9 |
13 |
12 |
Establishment of retirement funds |
- |
- |
- |
Recognition of foreign ASEAN CIS |
- |
- |
1 |
Increase in fund size |
- |
- |
- |
Exemption/variation from Guidelines(1) |
2 |
5 |
4 |
Other applications |
112 |
1 |
5 |
Total |
22 |
19 |
22 |
New licence application |
Brought forward from Q1 2019 |
Received |
Withdrawn |
Returned |
Considered |
Approved |
Rejected |
Pending |
---|---|---|---|---|---|---|---|---|
Representative |
39 |
116 |
1 |
8 |
146 |
90 |
- |
56 |
Corporation |
10 |
1 |
- |
- |
11 |
3 |
- |
8 |
Individual |
- |
- |
- |
- |
- |
- |
- |
- |
Total |
49 |
117 |
1 |
8 |
157 |
93 |
- |
64 |
New licence application |
Within time charter | Exceeds time charter | Subtotal |
Exception | Total approved |
||
---|---|---|---|---|---|---|---|
Total |
% |
Total |
% |
Total |
|||
Representative |
90 |
100 |
- |
- |
90 |
- |
90 |
Corporation |
3 |
100 |
- |
- |
3 |
- |
3 |
Individual |
- |
- |
- |
- |
0 |
- |
- |
Total |
93 |
100 |
- |
- |
93 |
- |
93 |