Applications | Equities |
Corporate bonds and sukuk |
Total |
---|---|---|---|
Balance brought forward from Q2 2020 |
3 |
- |
3 |
Add: Applications received in Q3 2020 |
3 |
20 |
23 |
Total applications |
6 |
20 |
26 |
Less: Applications considered in Q3 2020 |
(1) |
(20) |
(21) |
Less: Applications withdrawn in Q3 2020 |
(-) |
(-) |
(-) |
Balance carried forward to Q4 2020 |
5 |
- |
5 |
Type of Applications |
Considered |
Withdrawn | Lodged | Total | ||
---|---|---|---|---|---|---|
Approved |
Not Approved |
Returned |
||||
Initial public offering |
- |
- |
- |
- |
- |
- |
Acquisition, reverse take-overs and back- door listings |
- |
- |
- |
- |
- |
- |
Transfer from ACE Market to Main Market |
1 |
- |
- |
- |
- |
- |
Corporate bonds and sukuk |
- |
- |
- |
- |
20 |
20 |
Others |
- |
- |
- |
- |
- |
- |
TOTAL |
1 |
- |
- |
- |
20 |
21 |
Total Substantive Applications Considered |
Within Time Charter* |
Exceed Time Charter |
||
---|---|---|---|---|
No. |
% |
No. |
% |
|
1 |
- |
- |
1 |
100.00 |
Type of Applications |
No. of Applications Approved/Lodged |
||
---|---|---|---|
Q3 2020 |
Q2 2020 |
Q3 2019 |
|
Initial public offerings – Main Market |
- |
- |
1 |
Acquisition, reverse take-overs and back-door listings |
- |
- |
- |
Transfers from ACE Market to Main Market |
1 |
- |
- |
Corporate bonds and sukuk |
20 |
13 |
17 |
TOTAL |
21 |
13 |
18 |
Type of Applications |
Q3 2020 |
Q2 2020 |
Q3 2019 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size (RM mil) |
No. of issues |
Size (RM mil) |
No. of issues |
Size (RM mil) |
|
Conventional bonds |
4 |
11,920.00 |
1 |
2,000.00 |
8 |
13,469.00 |
Sukuk |
13 |
37,010.00 |
10 |
24,150.00 |
9 |
10,051.00 |
Combination(1) |
2 |
2,000.00 |
- |
- |
- |
- |
Total |
19 |
50,930.00 |
11 |
26,150.00 |
17 |
23,520.00 |
Type of Applications |
Q3 2020 |
Q2 2020 |
Q3 2019 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional bonds |
1 |
1,500.00 |
1 |
15,000.00 |
- |
- |
Sukuk |
- |
- |
1 |
25,000.00 |
- |
- |
Combination |
- |
- |
- |
- |
- |
- |
Total |
1 |
1,500.00 |
2 |
40,000.00 |
- |
- |
Type of Applications |
Q3 2020 |
Q2 2020 |
Q3 2019 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size (JPY mil) |
No. of issues |
Size (JPY mil) |
No. of issues |
Size (JPY mil) |
|
Conventional bonds |
- |
- |
- |
- |
- |
- |
Sukuk |
- |
- |
- |
- |
- |
- |
Combination |
- |
- |
- |
- |
- |
- |
Total |
- |
- |
- |
- |
- |
- |
Type |
Number of Submissions Considered |
||
---|---|---|---|
Q3 2020 |
Q2 2020 |
Q3 2019 |
|
Clearance of offer document(1) |
5 |
3 |
7 |
Clearance of independent advice circular(2) |
8 |
4 |
6 |
Exemption from mandatory offer obligation |
2 |
3 |
4 |
Others(3) |
2 |
3 |
3 |
Total |
17 |
13 |
20 |
Type |
Number of Applications Approved |
||
---|---|---|---|
Q3 2020 |
Q2 2020 |
Q3 2019 |
|
Establishment of new collective investment schemes |
16 |
9 |
21 |
Establishment of retirement funds |
- |
- |
- |
Recognition of foreign ASEAN CIS |
- |
- |
- |
Increase in fund size |
- |
- |
- |
Exemption/variation from Guidelines(1) |
8 |
2 |
6 |
Other applications |
5(2) |
11 |
8 |
Total |
29 |
22 |
35 |
New licence application |
Brought forward from Q2 2020 |
Received |
Withdrawn |
Returned |
Considered |
Approved |
Rejected |
Pending |
---|---|---|---|---|---|---|---|---|
Representative |
56 |
212 |
1 |
17 |
250 |
191 |
- |
59 |
Corporation |
8 |
3 |
- |
- |
11 |
2 |
- |
9 |
Individual |
- |
- |
- |
- |
- |
- |
- |
- |
Total |
64 |
215 |
1 |
17 |
261 |
193 |
- |
68 |
New licence application |
Within time charter | Exceeds time charter | Subtotal |
Exception | Total approved |
||
---|---|---|---|---|---|---|---|
Total |
% |
Total |
% |
Total |
|||
Representative |
190 |
100 |
- |
- |
190 |
1 |
191 |
Corporation |
2 |
100 |
- |
- |
2 |
- |
2 |
Individual |
- |
- |
- |
- |
- |
- |
- |
Total |
192 |
100 |
- |
- |
192 |
1 |
193 |