Applications |
Equities |
Corporate Bonds and Sukuk |
Total |
---|---|---|---|
Balance brought forward from Q2 2023 |
8 |
1 |
9 |
Add: Applications received in Q3 2023 |
5 |
28 |
33 |
Total applications |
13 |
10 |
23 |
Less: Applications considered/lodged in Q3 2023 |
(4) |
(28) |
(32) |
Less: Applications withdrawn in Q3 2023 |
- |
- |
- |
Balance carried forward to Q4 2023 |
9 |
1 |
10 |
Type of Applications |
Considered |
Withdrawn | Lodged | Total | ||
---|---|---|---|---|---|---|
Approved |
Not Approved |
Returned |
||||
IPO – Main Market |
2 |
- |
- |
- |
- |
2 |
Acquisition, reverse take-overs and back- door listings |
- |
- |
- |
- |
- |
- |
Transfer from ACE Market to Main Market |
2 |
- |
- |
- |
- |
2 |
Corporate bonds and sukuk |
1 |
- |
- |
- |
27 |
28 |
TOTAL |
5 |
- |
- |
- |
27 |
32 |
Total Substantive Applications Considered | Approved |
Lapsed | Rejected | Processing Time | Time Charter |
|
---|---|---|---|---|---|---|
4 | 4 |
- | - | 3-4 months | Within |
Exceed |
100% | - |
Type of Applications |
No. of Applications Approved/Lodged |
||
---|---|---|---|
Q3 2023 |
Q2 2023 |
Q3 2022 |
|
Initial Public Offerings - Main Market |
2 |
2 |
1 |
Acquisition, Reverse Take-Overs and Back-Door Listings |
- |
- |
1 |
Transfers from ACE Market to Main Market |
2 |
3 |
2 |
Corporate bonds and sukuk |
28 |
9 |
17 |
TOTAL | 32 |
14 |
21 |
Type of Applications |
Q3 2023 |
Q2 2023 |
Q3 2022 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional bonds |
10 |
47,462.88 |
1 |
10,000.00 |
4 |
7,050.00 |
Sukuk |
17 |
48,288.00 |
6 |
3,100.00 |
13 |
14,770.00 |
Combination(1) |
- |
- |
- |
- |
- |
- |
Total |
27 |
95,750.88 |
7 |
13,100.00 |
17 |
21,820.00 |
Type of Applications |
Q3 2023 |
Q2 2023 |
Q3 2022 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional bonds |
- |
- |
1 |
10,000.00 |
- |
- |
Sukuk |
1 |
35,000.00 |
- |
- |
- |
- |
Combination(1) |
- |
- |
- |
- |
- |
- |
Total |
- |
- |
1 |
10,000.00 |
- |
- |
Type of Applications |
Q3 2023 |
Q2 2023 |
Q3 2022 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional bonds |
- |
- |
- |
- |
- |
- |
Sukuk |
- |
- |
1 |
5,000.00 |
- |
- |
Combination(1) |
- |
- |
- |
- |
- |
- |
Total |
- |
- |
1 |
5,000.00 |
- |
- |
Type |
Number of Submissions Considered |
||
---|---|---|---|
Q3 2023 |
Q2 2023 |
Q3 2022 |
|
Clearance of offer/scheme documents1 |
2 |
2 |
4 |
|
2 |
1 |
3 |
Total offer/scheme value | RM0.13 billion |
RM0.09 billion |
RM0.63 billion |
Clearance of independent advice circulars |
2 |
4 |
6 |
|
1 |
3* |
4 |
Clearance of circulars for whitewash exemption# | 1 |
1 |
1 |
Applications for exemption from mandatory offer obligation |
12 |
3 |
3 |
|
3 |
0 |
3 |
Other applications2 |
1 |
2 |
4 |
TOTAL APPLICATIONS CONSIDERED |
18 |
12 |
18 |
Type |
Number of Applications Approved |
||
---|---|---|---|
Q3 2023 |
Q2 2023 |
Q3 2022 |
|
Establishment of new collective investment schemes |
7 |
5 |
14 |
Establishment of retirement funds |
1 |
0 |
12 |
Recognition of foreign ASEAN CIS |
0 |
0 |
0 |
Exemption/variation from Guidelines1 |
1 |
1 |
0 |
Other applications |
82 |
4 |
6 |
Total |
17 |
10 |
32 |
New licence application | Brought forward from Q2 2023 |
Received |
Withdrawn |
Returned |
Considered / Pending Consideration |
Approved |
Rejected |
Pending |
---|---|---|---|---|---|---|---|---|
Representative |
54 |
254 |
3 |
7 |
298 |
245 |
- |
53 |
Corporation |
9 |
1 |
0 |
0 |
10 |
- |
- |
10 |
TOTAL |
63 |
255 |
3 |
7 |
308 |
245 |
- |
63 |
New licence application | Within time charter |
Exceeds time charter |
Subtotal |
Exception1 |
Total approved |
||
---|---|---|---|---|---|---|---|
Total |
% |
Total |
% |
Total |
|||
Representative |
242 |
100 |
0 |
0 |
242 |
3 |
245 |
Corporation |
- |
- |
- |
- |
- |
- |
- |
TOTAL |
242 |
100 |
0 |
0 |
242 |
3 |
245 |