Suggested Searches
|
No. |
Nature of Misconduct |
Parties Involved |
Brief description of misconduct |
Action Taken |
Date of Action |
|---|---|---|---|---|---|
| 1. | Breach of Paragraph 4.17, Section B, Part 1 of the Guidelines on Unlisted Capital Market Products under the Lodge and Launch Framework read together with Section 356(1)(a) of the Capital Markets and Services Act 2007 | Berjaya Mutual Berhad | Delay in the submission of the monthly investment returns for its wholesale fund with a delay of one (1) business day to the SC | Penalty of RM1,000 | 6 March 2025 |
